THOMAS A BROUGHTON
CIK 1185581 · Chairman, President, & CEO · last filed 2026-02-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$50.06M
Companies
2
Total Filings
63
Lifetime Open-Market Net
-$1.45M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SFBS | Chairman, President, & CEO | 607,597 | $82.39 | $50.06M | -$1.45M | 42 | 2026-02-11 |
| CAVALIER HOMES INC (CAV) Delisted | Director | 42,767 | — | — | $0 | 3 | 2009-01-05 |
Recent Filings · Page 3 of 7
63 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-02-28 | SFBS | Exer (M) | +5,000 | $75.4K | EDGAR |
| 2020-02-05 | SFBS | Exer (M) | +10,000 | $150.8K | EDGAR |
| 2019-10-08 | SFBS | Exer (M) | +13,000 | $241.4K | EDGAR |
| 2019-08-29 | SFBS | Buy (P) | +1,500 | $46.2K | EDGAR |
| 2019-05-14 | SFBS | Exer (M) | +10,000 | $50.0K | EDGAR |
| 2019-04-18 | SFBS | Grant (A) | +579 | $0 | EDGAR |
| 2019-01-04 | SFBS | Exer (M) | +10,000 | $50.0K | EDGAR |
| 2018-10-24 | SFBS | Buy (P) | +250 | $8.8K | EDGAR |
| 2018-10-12 | SFBS | Exer (M) | +20,000 | $100.0K | EDGAR |
| 2018-02-02 | SFBS | Exer (M) | +10,000 | $50.0K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.