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PATRICK LEE

CIK 1185631 · last filed 2017-04-17

PATRICK LEE is a corporate insider who has filed 16 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for CATYW, was dated Apr 17, 2017. Across all open-market trades the lifetime net is −$137.1K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $14.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$14.72M

Companies

3

Total Filings

16

Lifetime Open-Market Net

-$137.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CATHAY GENERAL BANCORP (CATYW) Delisted Director 227,299 — — -$137.1K 2 2017-04-17
CATHAY GENERAL BANCORP (CATY.W) Delisted Director 227,681 — — $0 9 2016-07-12
CATY Director 234,730 $62.71 $14.72M $0 5 2011-01-12

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2017-04-17 CATHAY GENERAL BANCORP (CATYW) Delisted Grant (A) +1,400 $0 EDGAR
2017-03-08 CATHAY GENERAL BANCORP (CATYW) Delisted Mixed — -$55.3K EDGAR
2016-07-12 CATHAY GENERAL BANCORP (CATY.W) Delisted Gift (G) −2,116 $0 EDGAR
2016-03-21 CATHAY GENERAL BANCORP (CATY.W) Delisted Grant (A) +1,782 $0 EDGAR
2015-12-14 CATHAY GENERAL BANCORP (CATY.W) Delisted Gift (G) −1,700 $0 EDGAR
2015-06-23 CATHAY GENERAL BANCORP (CATY.W) Delisted Gift (G) −2,400 $0 EDGAR
2015-03-23 CATHAY GENERAL BANCORP (CATY.W) Delisted Grant (A) +1,634 $0 EDGAR
2014-12-16 CATHAY GENERAL BANCORP (CATY.W) Delisted Gift (G) −2,600 $0 EDGAR
2014-07-09 CATHAY GENERAL BANCORP (CATY.W) Delisted Gift (G) −4,000 $0 EDGAR
2014-03-17 CATHAY GENERAL BANCORP (CATY.W) Delisted Grant (A) +1,369 $0 EDGAR
Showing 1–10 of 16
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.