PATRICK LEE
CIK 1185631 · last filed 2017-04-17
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$14.72M
Companies
3
Total Filings
16
Lifetime Open-Market Net
-$137.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CATHAY GENERAL BANCORP (CATYW) Delisted | Director | 227,299 | — | — | -$137.1K | 2 | 2017-04-17 |
| CATHAY GENERAL BANCORP (CATY.W) Delisted | Director | 227,681 | — | — | $0 | 9 | 2016-07-12 |
| CATY | Director | 234,730 | $62.71 | $14.72M | $0 | 5 | 2011-01-12 |
Recent Filings · Page 2 of 2
16 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-12-31 | CATHAY GENERAL BANCORP (CATY.W) Delisted | Gift (G) | −800 | $0 | EDGAR |
| 2011-01-12 | CATY | Exer (M) | +2,000 | $30.1K | EDGAR |
| 2008-06-17 | CATY | Gift (G) | −6,712 | $0 | EDGAR |
| 2008-05-23 | CATY | Grant (A) | — | $0 | EDGAR |
| 2008-02-25 | CATY | Grant (A) | — | $0 | EDGAR |
| 2007-06-22 | CATY | Gift (G) | −2,592 | $0 | EDGAR |
Showing 11–16 of 16
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.