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JAMES E HEPPELMANN

CIK 1186555 · CEO · last filed 2024-02-06

JAMES E HEPPELMANN is a CEO who has filed 121 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for PTC, was dated Mar 1, 2024. Across all open-market trades the lifetime net is −$87.7M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $115.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$115.68M

Companies

3

Total Filings

121

Lifetime Open-Market Net

-$87.68M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PTC CEO 990,228 $115.72 $114.59M -$65.53M 58 2024-02-06
ST Director 23,381 $46.85 $1.10M $0 6 2022-05-31
PTC INC. (PMTC) Delisted President and CEO 682,654 — — -$22.15M 48 2013-11-19

Recent Filings

121 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-03-01 PTC Notice (144) −300,180 -$55.23M EDGAR
2024-02-23 PTC Notice (144) −286,336 -$50.97M EDGAR
2024-02-15 PTC Notice (144) −247,420 -$44.54M EDGAR
2024-02-06 PTC Sell (S) −35,000 -$6.20M EDGAR
2024-02-05 PTC Notice (144) −35,000 -$6.23M EDGAR
2023-11-28 PTC Mixed +6,279 -$749.6K EDGAR
2023-11-17 PTC Grant (A) — $0 EDGAR
2023-11-17 PTC Mixed +127,017 -$16.38M EDGAR
2023-11-17 PTC Sell (S) −15,000 -$1.84M EDGAR
2022-12-09 PTC Sell (S) −15,000 -$1.84M EDGAR
Showing 1–10 of 121
Page 1 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.