Home

RODGER A LAWSON

CIK 1187442 · Executive Chairman · last filed 2020-10-05

RODGER A LAWSON is an Executive Chairman who has filed 101 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for ETFC, was dated Oct 5, 2020. Across all open-market trades the lifetime net is −$6.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $20.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$20.83M

Companies

3

Total Filings

101

Lifetime Open-Market Net

-$6.04M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
E TRADE FINANCIAL CORP (ETFC) Delisted Director 0 — — -$3.98M 37 2020-10-05
UNH Director 28,035 $423.56 $11.87M $336.7K 62 2018-04-04
PRU Vice Chairman 75,999 $117.84 $8.96M -$2.40M 2 2007-04-17

Recent Filings

101 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-10-05 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed −92,251 $0 EDGAR
2020-08-27 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +143 $0 EDGAR
2020-05-21 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +186 $0 EDGAR
2020-05-12 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +6,862 $0 EDGAR
2020-03-04 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +145 $0 EDGAR
2020-02-14 E TRADE FINANCIAL CORP (ETFC) Delisted Sell (S) −32,634 -$1.45M EDGAR
2020-02-11 E TRADE FINANCIAL CORP (ETFC) Delisted Tax (F) −5,612 -$243.4K EDGAR
2020-02-07 E TRADE FINANCIAL CORP (ETFC) Delisted Mixed +16,707 -$338.1K EDGAR
2020-02-05 E TRADE FINANCIAL CORP (ETFC) Delisted Tax (F) −2,399 -$102.9K EDGAR
2019-11-19 E TRADE FINANCIAL CORP (ETFC) Delisted Grant (A) +223 $0 EDGAR
Showing 1–10 of 101
Page 1 of 11
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.