FRANK P FILIPPS
CIK 1188562 · Chief Executive Officer · last filed 2026-07-01
FRANK P FILIPPS is a Chief Executive Officer who has filed 87 SEC Form 4 insider transactions across 8 companies since 2007. The most recent filing, for ORC, was dated Jul 1, 2026. Across all open-market trades the lifetime net is −$229.9K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.7M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.72M
8
87
-$229.9K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ORC | Director | 5,460 | $6.78 | $37.0K | $202.5K | 51 | 2026-07-01 |
| RC | Director | 64,025 | $1.76 | $112.7K | $0 | 3 | 2024-02-26 |
| Ready Capital Corp (RCP) Delisted | Director | 34,720 | $25.23 | $876.0K | $0 | 3 | 2021-03-01 |
| IMPAC MORTGAGE HOLDINGS INC (IMH) Delisted | Director | 78,310 | $0.22 | $17.6K | -$432.4K | 14 | 2021-02-18 |
| Ready Capital Corp (SLD) Delisted | Director | 15,776 | — | — | $0 | 2 | 2018-03-08 |
| Fortegra Financial Corp (FRF) Delisted | Director | 0 | — | — | $0 | 5 | 2014-12-04 |
| PRS | Director | 76,141 | $20.65 | $1.57M | $0 | 6 | 2011-12-09 |
| CLAYTON HOLDINGS INC (CLAY) Delisted | Chief Executive Officer | — | $10.66 | — | $0 | 1 | 2007-12-27 |
Recent Filings
87 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-07-01 | ORC | Grant (A) | — | $0 | EDGAR |
| 2026-04-01 | ORC | Grant (A) | — | $0 | EDGAR |
| 2026-01-02 | ORC | Grant (A) | — | $0 | EDGAR |
| 2025-10-02 | ORC | Grant (A) | — | $0 | EDGAR |
| 2025-07-02 | ORC | Grant (A) | — | $0 | EDGAR |
| 2025-04-01 | ORC | Grant (A) | — | $0 | EDGAR |
| 2025-01-03 | ORC | Grant (A) | — | $0 | EDGAR |
| 2024-10-02 | ORC | Grant (A) | — | $0 | EDGAR |
| 2024-07-02 | ORC | Grant (A) | — | $0 | EDGAR |
| 2024-04-03 | ORC | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.