Zacks Investment ResearchT3·23d ago
RC Ready Capital Corporation
XNYS 2.33 DelayedStock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
RC
$2.33
—
Key stats
$2.33
- 52-Week Range
- $0.96 – $3.22
- YTD
- +8.64%
- IV Rank (30D)
- 31.87
- Straddle Price
- $2.48
- P/C Vol Ratio
- 15.17
- Market Cap
- $0.2B
- Open
- $1.00
- Day Range
- $0.98 – $1.04
- Volume
- 893,335
- Prev Close
- $1.01
Fair Value
+50.0% vs price
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.12% |
| Beta vs SPY | 1.15 |
| Cost of Equity (CAPM) | 11.43% (VRP-adj) |
| WACC | 5.50% |
| Volatility Risk Premium | +134.9pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | -10.0% |
| DCF Horizon | 5 years explicit + fade |
| Free Cash Flow (TTM) | $1.1B |
| Return on Equity (TTM) | -45.2% |
| Book / Price | 854.5% — banking bias active (P/B is primary) |
| Gross Margin (TTM) | -0.3% |
| FCF Margin (TTM) | 232.3% |
| Debt / Equity | 3.24 |
| Quality Score | 1/6 — cyclical/struggling (5y DCF) |
| SMA 50 | $1.50 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $1.16 |
| Bollinger Width / SMA20 | 2750.1% (drives anchor stability) |
| Net Debt | $4.5B |
| Market Cap | $0B |
Peers used for multiples: ABR, ACRE, ADAM, AGNC, ARR, IVR, NLY, ORC
Blended Fair Value
$20.25
Deviation
+50.0%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | $94.15 | 18% | |
| DDM (Gordon) | $0.17 | 0% | |
| Peer P/E | n/a | 0% | median 4.9× · 7 peers |
| Peer EV/EBITDA | n/a | 0% | |
| Peer P/B | $5.48 | 14% | median 0.6× · 8 peers |
| Peer P/S | $9.66 | 14% | median 3.5× · 3 peers |
| Market Anchor (SMA50) | $1.50 | 53% | stability 72% (BB-width) |
| Options Expected (B-L 30d) | n/a | 0% |
As of 2026-10-23 · updated
Related
About
- Industry (SIC)
- REAL ESTATE INVESTMENT TRUSTS (6798) · industry map
- Exchange
- XNYS
- Market Cap
- $0.2B
- Employees
- 442
- List Date
- 2013-02-08
- CIK
- 0001527590
- Next Earnings
- 2026-11-05 (After-Close)
- EPS Forecast
- ($0.25) (2 est.)
- Headquarters
- New York, NY
- Homepage
- https://www.readycapital.com
Ready Capital Corp is a real estate finance company that originates, acquires, finances, and services LMM loans, SBA loans, construction loans, USDA loans and, to a lesser extent, MBS collateralized mainly by LMM loans or other real estate-related investments. Its loans are used by businesses to purchase real estate used in their operations or by investors seeking to acquire multi-family, office, retail, mixed use or warehouse properties. It operates through two segments: LMM Commercial Real Estate, which originates LMM loans across the life-cycle of an LMM property including construction, bri…
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | -4.77% | -11.50% | 16.98% | -8.41% | -3.34% | -0.47% | -1.92% |
| Feb | 10.53% | 2.20% | -15.66% | -7.05% | 5.32% | -11.06% | -2.62% |
| Mar | 0.45% | 0.60% | -7.96% | 1.78% | 0.39% | -21.36% | -4.35% |
| Apr | 7.08% | -4.33% | 6.34% | -4.91% | -13.59% | 20.38% | 1.83% |
| May | 4.89% | 0.82% | -3.71% | -4.27% | -0.22% | -8.25% | -1.79% |
| Jun | 3.12% | -18.58% | 13.60% | -2.97% | 4.30% | 4.79% | 0.71% |
| Jul | -6.32% | 13.00% | 2.75% | 14.43% | -7.88% | -20.33% | -0.72% |
| Aug | 2.48% | -5.96% | -3.45% | -9.10% | 2.40% | 15.69% | 0.34% |
| Sep | -5.75% | -20.60% | -8.09% | -6.61% | -9.37% | -31.36% | -13.63% |
| Oct | 4.88% | 19.64% | -4.75% | -7.93% | -23.30% | -4.59%* | -2.68% |
| Nov | -2.29% | 11.85% | 7.47% | 9.19% | -12.76% | -- | 2.69% |
| Dec | 2.69% | -16.99% | -2.38% | -9.91% | -13.83% | -- | -8.08% |
| Total | 16.60% | -33.03% | -3.76% | -32.67% | -54.70% | -51.37% | -26.48% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $1.15
SMA 50: $1.48
SMA 200: $1.71
Current: $1.03
EMA 12: $1.12
EMA 26: $1.23
MACD: -0.1162 | Signal: 0.0024
BEARISH
ADX (14): 30.01
TREND
+DI: 17.63
−DI: 35.65
Momentum Oscillators
RSI (14): 35.29
NEUTRAL
Stoch %K: 11.99
Stoch %D: 19.16
Williams %R: -80.30
Volume & Volatility
BB Upper: $1.33
BB Lower: $0.97
NEUTRAL
OBV: -178,427,864
Vol SMA 20: 1,895,165
Vol ROC: -51.76%
ATR: $0.09
True Range: $0.06
HV 20: 94.1%
HV 30: 86.3%
HV 60: 79.2%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-24T00:00:00 – 2026-10-22T00:00:00
AI Analysis
LLM Stock Analysis Report - Ready Capital Corporation (RC)
Executive Summary
Overall Assessment: NEUTRAL (Confidence Level: 6/10)
Key Drivers:
- Technical indicators suggest a neutral to bullish trend, with the MACD and RSI indicating a potential buy signal.
- Recent news headlines have been positive, highlighting dividend declarations and business developments.
Primary Risks:
- Volatility remains above average, with a beta of 1.07 suggesting amplification of market moves.
- Options market sentiment is bearish, with a put/call volume ratio of 1.83 and a high IV rank of 51.6%.
Investment Thesis: RC's recent technical and fundamental performance has been mixed, with a neutral to bullish trend emerging from the indicators. The positive news headlines have contributed to this development, but volatility remains elevated, making it essential to monitor risk management strategies.
Recent News Sentiment Impact: The positive news headlines have likely supported RC's price action, reinforcing the neutral to bullish trend.
Technical Analysis
Trend Direction:
- Short-term (1-4 weeks): Neutral/Bullish
- Medium-term (1-3 months): Bullish
- Long-term (3-12 months): Neutral
Support/Resistance Levels:
- SMA 20: $1.60
- SMA 50: $1.65
- Upper Bollinger Band: $1.89
Momentum Signals:
- RSI: 52.55 (neutral)
- MACD: Bullish, with a histogram of 0.02
- Bollinger Bands: Neutral, with the price touching the middle band
Volume Analysis:
- Volume SMA 20: 1166831.24
- On-Balance Volume (OBV): -180290421.23
- Volume Rate of Change: -57.21%
News & Sentiment Analysis
Recent Headlines Summary: The recent news headlines have been positive, highlighting dividend declarations and business developments.
Sentiment Assessment: The overall sentiment is Positive, with 4 out of 6 headlines having a positive tone.
Catalyst Identification:
- Upcoming events: No specific earnings or product launch dates mentioned.
- Regulatory changes: None mentioned in the recent news headlines.
Market Narrative: The positive news headlines have likely supported RC's price action, reinforcing the neutral to bullish trend.
Risk & Volatility Assessment
Risk Metrics:
- Beta: 1.07 (above average)
- Alpha: -0.84
- Correlation: 0.24
- Stock Volatility: 0.58
Options Market Signals:
- IV Rank: 51.6% (Medium)
- Current IV: 191.4%
- Expected Move: $15.00 (31 DTE), 7-DTE: $7.55
Downside Protection: Support levels are present at SMA 20 and the lower Bollinger Band, but caution is advised due to elevated volatility.
Market Context & Positioning
Market Performance: RC's performance has been mixed relative to its sector, with a correlation coefficient of 0.24 indicating a moderate relationship.
Institutional Activity: Volume patterns suggest institutional interest, with a volume SMA 20 of 1166831.24.
Correlation Analysis: The stock moves relatively independently from the market (R-squared interpretation), suggesting a unique risk profile.
Relative Valuation: RC's position within its trading range is neutral, with recent price action bouncing off the lower band.
Key Levels & Action Items
Critical Price Levels:
- SMA 20: $1.60
- Upper Bollinger Band: $1.89
Breakout/Breakdown Levels:
- Lower Bollinger Band: $1.32 (potential sell signal)
Time-Sensitive Catalysts: None mentioned in the recent news headlines.
Risk Management: Stop-loss levels should be set around SMA 20, and position sizing considerations should account for elevated volatility.
This comprehensive analysis provides a detailed assessment of Ready Capital Corporation's technical, fundamental, and risk profiles. The neutral to bullish trend is supported by positive news headlines, but caution is advised due to above-average volatility and bearish options market sentiment.
Generated
News
All RC news →
BenzingaT3·4mo ago
BenzingaT3·7mo ago
GlobeNewswire Inc.T3·8mo ago
BenzingaT3·10mo ago
BenzingaT3·12mo ago
BenzingaT3·13mo ago
GlobeNewswire Inc.T3·15mo ago
GlobeNewswire Inc.T3·15mo ago
GlobeNewswire Inc.T3·15mo ago
Showing 1–10 of 50
Page 1 of 5
Earnings History
20 of 23 under expected move
Avg Expected Move
51.05%
Avg Actual Move
5.11%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-03-11 | After-Close | 9.02% | 4.48% | 0.50x | Within |
| 2021-05-06 | After-Close | 9.76% | 0.70% | 0.07x | Within |
| 2021-08-05 | After-Close | 3.99% | 0.80% | 0.20x | Within |
| 2021-11-04 | After-Close | 6.37% | 4.07% | 0.64x | Within |
| 2022-02-24 | After-Close | 8.61% | 5.48% | 0.64x | Within |
| 2022-05-06 | After-Close | 3.93% | 7.02% | 1.79x | Exceeded |
| 2022-08-04 | After-Close | 9.28% | 0.96% | 0.10x | Within |
| 2022-11-07 | After-Close | 6.09% | 2.27% | 0.37x | Within |
| 2023-02-27 | After-Close | 9.86% | 0.90% | 0.09x | Within |
| 2023-05-08 | After-Close | 6.76% | 2.90% | 0.43x | Within |
| 2023-08-07 | After-Close | 14.45% | 0.71% | 0.05x | Within |
| 2023-11-07 | After-Close | 4.84% | 1.21% | 0.25x | Within |
| 2024-02-27 | After-Close | 13.44% | 4.93% | 0.37x | Within |
| 2024-05-09 | After-Close | 14.20% | 3.35% | 0.24x | Within |
| 2024-08-07 | After-Close | 5.14% | 0.57% | 0.11x | Within |
| 2024-11-07 | After-Close | 6.43% | 4.43% | 0.69x | Within |
| 2025-03-03 | Pre-Market | 6.85% | 26.84% | 3.92x | Exceeded |
| 2025-05-08 | Pre-Market | 11.90% | 0.68% | 0.06x | Within |
| 2025-08-08 | After-Close | 3.69% | 7.13% | 1.93x | Exceeded |
| 2025-11-06 | After-Close | 11.71% | 1.67% | 0.14x | Within |
| 2026-02-26 | After-Close | 21.47% | 13.50% | 0.63x | Within |
| 2026-05-07 | After-Close | 18.52% | 12.50% | 0.67x | Within |
| 2026-08-06 | After-Close | 967.74% | 10.32% | 0.01x | Within |
Earnings calendar: this week’s reports with expected vs actual moves →
RC Options Activity & IV Rank
RC IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 230.3%
7-DTE IV: —
Expected Move: $2.48
7-DTE Move: $2.48
Days to Exp: 28 (2026-11-20)
Options Flow
Call Volume: 6
Put Volume: 91
P/C Volume: 15.167
BEARISH
Call OI: 6
Put OI: 189
P/C OI: 31.5
Total OI: 195
ATM Options Pricing
ATM Call: $1.43
ATM Put: $1.05
Call %: 61.3%
Put %: 45.2%
Chain Summary
Chain Volume: 1,356
Chain OI: 18,369
Last Updated: 10/23/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
TYPICAL γ
Estimated net dealer gamma is at the 45th percentile of this name's own daily history, within its typical range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
45%
vs own history
GEX tilt
-0.97
OI-weighted, today
Vanna tilt
-0.98
δ-sensitivity to IV
Charm tilt
+0.98
δ-decay vs time
Vanna tilt -0.98: the estimated dealer exposure leans negative, so the modeled hedge would shift noticeably if implied volatility changed.
Charm tilt +0.98: the estimated dealer exposure leans positive, so the modeled hedge would shift noticeably as time passes and options approach expiry.
? What is this?
· 4 ATM contracts, 3k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
No data
30 DTE / 10d
—
—
pts
EXTREME
ATM 269.4% / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)31.9MediumOct 23
Straddle Price (30 DTE)$2.48Oct 23
Beta Analysis
Risk Metrics
Beta: 1.1296
Alpha: -103.21%
Correlation: 0.2240
R-Squared: 5.0%
Stock Volatility: 64.3%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Above average volatility - stock moves with market amplification
Above average volatility - stock moves with market amplification
Beta & Alpha Over Time
Notable investors who own RC
4 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Point72 Hedge fund Steve Cohen | $246K | #1751 of 1945 | -71.7% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $169K | #3522 of 3716 | -71.1% | 13F | |
| Citadel Hedge fund Ken Griffin | $21K | #6164 of 6285 | -88.1% | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $1K | #4571 of 4729 | -87.5% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
RC Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 167,864,189 (as of 2026-03-31)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
4 filers$323.37K notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Citadel Advisors LLC Custodian | $120.58K | 37.29% | 2026-06-30 |
| 2 | Jane Street Group, LLC Custodian | $112.00K | 34.64% | 2026-06-30 |
| 3 | Wolverine Trading, LLC Custodian | $62.62K | 19.36% | 2025-09-30 |
| 4 | Susquehanna International Group, LLP Custodian | $28.18K | 8.71% | 2026-06-30 |
4 filers$363.97K notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Wolverine Trading, LLC Custodian | $176.55K | 48.51% | 2025-09-30 |
| 2 | Citadel Advisors LLC Custodian | $131.95K | 36.25% | 2026-06-30 |
| 3 | Susquehanna International Group, LLP Custodian | $36.75K | 10.10% | 2026-06-30 |
| 4 | Jane Street Group, LLC Custodian | $18.73K | 5.14% | 2026-06-30 |
RC Insider Trading (Form 4)
Latest: 2026-06-02Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-06-02 | Andrew Ahlborn | Chief Financial Officer | Mixed | +1,438 | $2.15 | $5.0K | EDGAR |
| 2026-03-17 | Andrew Ahlborn | Chief Financial Officer | Tax (F) | −53,198 | $1.97 | -$104.9K | EDGAR |
| 2026-03-17 | Dominick Scali | Chief Credit Officer | Mixed | +517,862 | $1.74 | -$45.8K | EDGAR |
| 2026-03-09 | J Mitchell Reese | Director | Award (A) | +58,252 | — | EDGAR | |
| 2026-03-09 | Todd M. Sinai | Director | Award (A) | +58,252 | — | EDGAR | |
| 2026-03-09 | Meredith Marshall | Director | Award (A) | +58,252 | — | EDGAR | |
| 2026-03-09 | Dominique Mielle | Director | Award (A) | +58,252 | — | EDGAR | |
| 2026-03-09 | Gilbert E Nathan | Director | Mixed | +98,252 | $1.97 | $78.6K | EDGAR |
| 2026-03-09 | Andrew Ahlborn | Chief Financial Officer | Award (A) | +891,262 | — | EDGAR | |
| 2025-03-14 | Andrew Ahlborn | Chief Financial Officer | Buy (P) | +10,000 | $5.04 | $50.4K | EDGAR |
| 2025-03-12 | Gilbert E Nathan | Director | Buy (P) | +5,000 | $5.12 | $25.6K | EDGAR |
| 2025-03-11 | Gary Taylor | Chief Operating Officer | Buy (P) | +10,000 | $5.23 | $52.3K | EDGAR |
| 2025-03-10 | Adam Zausmer | Chief Credit Officer | Buy (P) | +10,000 | $5.42 | $54.2K | EDGAR |
| 2025-03-06 | Thomas E Capasse | CEO and CIO | Buy (P) | +100,000 | $4.97 | $497.1K | EDGAR |
| 2025-03-06 | Jack J. Ross | President | Buy (P) | +5,000 | $4.85 | $24.2K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
RC Insider Holdings
11 insiders · @ $1.03
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Andrew Ahlborn | Chief Financial Officer | 1,149,534 | $1.19M | -$7.0K | 14 | 2026-06-02 |
| 2 | Dominick Scali | Chief Credit Officer | 724,812 | $750.2K | $0 | 1 | 2026-03-17 |
| 3 | Thomas E Capasse | CEO and CIO | 393,334 | $407.1K | $704.0K | 4 | 2025-03-06 |
| 4 | Adam Zausmer | Chief Credit Officer | 301,105 | $311.6K | $54.2K | 9 | 2025-03-10 |
| 5 | Jack J. Ross | President | 233,671 | $241.8K | $24.2K | 2 | 2025-03-06 |
| 6 | Gilbert E Nathan | Director | 223,358 | $231.2K | $630.6K | 14 | 2026-03-09 |
| 7 | Gary Taylor | Chief Operating Officer | 211,097 | $218.5K | $52.3K | 9 | 2025-03-11 |
| 8 | J Mitchell Reese | Director | 177,168 | $183.4K | $0 | 5 | 2026-03-09 |
| 9 | Todd M. Sinai | Director | 142,520 | $147.5K | $0 | 5 | 2026-03-09 |
| 10 | Dominique Mielle | Director | 124,790 | $129.2K | $106.1K | 7 | 2026-03-09 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
RC Board & Officers
As of SEC filings through Jun 2, 2026Directors 7
- J Mitchell Reese · since Oct 31, 2016
- Jack J. Ross · since Oct 31, 2016
- Thomas E Capasse · since Oct 31, 2016
- Todd M. Sinai · since Oct 31, 2016
- Gilbert E Nathan · since Mar 29, 2019
- Dominique Mielle · since Mar 19, 2021
- Meredith Marshall · since Dec 1, 2022
Officers 2
- Andrew Ahlborn · Chief Financial Officer · since Jun 1, 2019
- Dominick Scali · Chief Credit Officer · since Feb 26, 2026
Changes in the last 10 years (35)
| Feb 26, 2026 | Dominick Scali became Chief Credit Officer |
| Aug 16, 2023 | Thomas E Capasse listed as CEO and CIO (previously Chief Executive Officer) in SEC filings |
| May 31, 2023 | Pinkie Dent Mayfield became a director |
| May 31, 2023 | Kevin M Luebbers became a director |
| May 31, 2023 | Daniel J. Hirsch became a director |
| Dec 1, 2022 | Meredith Marshall became a director |
| Nov 16, 2022 | The company announced the departure of Thomas Buttacavoli as Chief Investment Officer in an SEC filing |
| Sep 27, 2022 | The company announced the departure of Julius W Erving II from the board in an SEC filing |
| Mar 16, 2022 | Julius W Erving II became a director |
| Jul 15, 2021 | Adam Zausmer became Chief Credit Officer |
| Mar 19, 2021 | Dominique Mielle became a director |
| Jul 15, 2020 | Andrea Petro became a director |
| Jun 1, 2019 | Andrew Ahlborn became Chief Financial Officer |
| Apr 3, 2019 | Gary Taylor became Chief Operating Officer |
| Mar 29, 2019 | Gilbert E Nathan became a director |
| Jun 13, 2017 | Carole Mortensen became Chief Operating Officer |
| Nov 29, 2016 | Thomas E Capasse listed as Chief Executive Officer (previously Chairman of the Board and CEO) in SEC filings |
| Nov 29, 2016 | Jack J. Ross listed as President (previously President and Director) in SEC filings |
| Nov 1, 2016 | Nisha Motani reported in an SEC filing no longer being Chief Accounting Officer |
| Nov 1, 2016 | Michael Szymanski reported in an SEC filing no longer being a director |
| Nov 1, 2016 | Michael Szymanski reported in an SEC filing no longer being CEO, President and Director |
| Nov 1, 2016 | Daniel Mudge reported in an SEC filing no longer being a director |
| Nov 1, 2016 | Christian Zugel reported in an SEC filing no longer being a director |
| Nov 1, 2016 | Christian Zugel reported in an SEC filing no longer being Chairman of the Board |
| Oct 31, 2016 | Waterfall Asset Management, LLC became a 10% owner |
| Oct 31, 2016 | Todd M. Sinai became a director |
| Oct 31, 2016 | Thomas E Capasse became a director |
| Oct 31, 2016 | Thomas E Capasse became Chairman of the Board and CEO |
| Oct 31, 2016 | Thomas Buttacavoli became Chief Investment Officer |
| Oct 31, 2016 | Sutherland REIT Holdings, LP became a 10% owner |
| Oct 31, 2016 | Jack J. Ross became a director |
| Oct 31, 2016 | Jack J. Ross became President and Director |
| Oct 31, 2016 | J Mitchell Reese became a director |
| Oct 31, 2016 | Frederick C Herbst became Chief Financial Officer |
| Oct 31, 2016 | Frank P Filipps became a director |
Not reported recently (12)
- Gary Taylor · Last reported as Chief Operating Officer in an SEC filing dated Mar 11, 2025
- Adam Zausmer · Last reported as Chief Credit Officer in an SEC filing dated Mar 10, 2025
- Kevin M Luebbers · Last reported as a director in an SEC filing dated Mar 6, 2024
- Frank P Filipps · Last reported as a director in an SEC filing dated Feb 26, 2024
- Andrea Petro · Last reported as a director in an SEC filing dated Feb 26, 2024
- Pinkie Dent Mayfield · Last reported as a director in an SEC filing dated Feb 26, 2024
- Daniel J. Hirsch · Last reported as a director in an SEC filing dated Feb 26, 2024
- Sutherland REIT Holdings, LP · Last reported as a 10% owner in an SEC filing dated Feb 14, 2023
- Waterfall Asset Management, LLC · Last reported as a 10% owner in an SEC filing dated Nov 10, 2021
- David L. Holman · Last reported as a director in an SEC filing dated Mar 12, 2020
- Frederick C Herbst · Last reported as Chief Financial Officer in an SEC filing dated Mar 8, 2018
- Carole Mortensen · Last reported as Chief Operating Officer in an SEC filing dated Mar 8, 2018
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
RC Proposed Insider Sales (Form 144)
Latest: 2026-05-29
? Form 144 Guide
Last 30d:
0 filings
· Last 90d:
0 filings
What is Form 144? A notice of intent to sell restricted or control stock under Rule 144. Affiliates (officers, directors, 10%+ owners) and holders of restricted shares must file Form 144 when planning to sell more than 5,000 shares or $50,000 in any 3-month rolling window.
How it relates to Form 4: Form 144 is filed before the trade (up to 90 days in advance); Form 4 is filed within 2 business days after the trade executes. Not every Form 144 results in a sale — the filer may cancel or delay. Look for the corresponding Form 4 on the Insider Activity card to confirm a sale actually happened.
10b5-1 plans: Trades made under a pre-scheduled Rule 10b5-1 plan are not discretionary — they execute automatically on dates set months earlier, regardless of news. High 10b5-1 percentages mean less per-filing signal value, though cumulative selling volume still matters.
"Notice value": Aggregate market value the filer wrote into the Form 144 — i.e. the size of the planned sale, not necessarily the executed dollars. An amended notice (Form 144/A) replaces the original it amends, and cancelled notices are dropped, so neither is double-counted above. A filed value that is clearly inconsistent with the share count at the stock's price (a filer typo) shows as a dash and is left out of the totals.
Source & freshness: Sourced from public Form 144 filings. Refreshed daily; new filings typically appear here the morning after they are filed.
| Filed | Filer | Role | Shares | Notice Value | Planned Sale | Broker | Plan | Link |
|---|---|---|---|---|---|---|---|---|
| 2026-05-29 | Ahlborn Andrew | Officer | 2,799 | $5.1K | 2026-05-29 | Fidelity Brokerage Services LLC | — | EDGAR |
Notice value is the aggregate market value the filer states they intend to sell — not a confirmed transaction. Compare to Insider Activity (Form 4) to see which planned sales actually executed. Market-wide feed: Planned sales (Form 144).
ETF Holders
28 ETFs hold RC
25 shown · $31.38M total exposure · 0.01% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | PFF iShares Preferred and Income Securities ETF | iShares (BlackRock) | 0.05% | $6.5M | $11.9B | 2026-10-21 |
| 2 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $5.3M | — | 2026-09-30 |
| 3 | IWM iShares Russell 2000 ETF | iShares (BlackRock) | 0.01% | $3.7M | $74.2B | 2026-10-21 |
| 4 | FNDA Schwab Fundamental U.S. Small Company ETF | Nport | 0.03% | $2.6M | — | 2026-05-31 |
| 5 | REM iShares Mortgage Real Estate ETF | iShares (BlackRock) | 0.50% | $2.3M | $458.1M | 2026-10-21 |
| 6 | MORT VanEck Mortgage REIT Income ETF | VanEck | 0.66% | $2.1M | $319.5M | 2026-10-21 |
| 7 | VXF Vanguard Extended Market ETF | Vanguard | 0.00% | $2.1M | — | 2026-09-30 |
| 8 | IWN iShares Russell 2000 Value ETF | iShares (BlackRock) | 0.01% | $1.5M | $13.9B | 2026-10-21 |
| 9 | SCHA Schwab U.S. Small-Cap ETF | Nport | 0.01% | $1.3M | — | 2026-05-31 |
| 10 | VTWO Vanguard Russell 2000 ETF | Vanguard | 0.01% | $999,019 | — | 2026-09-30 |
| 11 | RIET Hoya Capital High Dividend Yield ETF | Nport | 0.82% | $853,323 | — | 2026-05-31 |
| 12 | PRFZ Invesco RAFI US 1500 Small-Mid ETF | Nport | 0.02% | $493,828 | — | 2026-07-31 |
| 13 | IWC iShares Micro-Cap ETF | iShares (BlackRock) | 0.04% | $453,197 | $1.2B | 2026-10-21 |
| 14 | VFH Vanguard Financials ETF | Vanguard | 0.00% | $272,616 | — | 2026-09-30 |
| 15 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.00% | $261,367 | $96.2B | 2026-10-21 |
| 16 | DVDN Kingsbarn Dividend Opportunity ETF | Nport | 7.09% | $249,699 | — | 2026-04-30 |
| 17 | VTWV Vanguard Russell 2000 Value ETF | Vanguard | 0.01% | $155,208 | — | 2026-09-30 |
| 18 | PKW Invesco BuyBack Achievers ETF | Invesco | 0.00% | $82,343 | — | 2026-10-21 |
| 19 | RSSL Global X Russell 2000 ETF | Global X | 0.01% | $71,978 | — | 2026-10-22 |
| 20 | SCHB Schwab U.S. Broad Market ETF | Nport | 0.00% | $71,334 | — | 2026-05-31 |
| 21 | IWV iShares Russell 3000 ETF | iShares (BlackRock) | 0.00% | $40,831 | $20.4B | 2026-10-21 |
| 22 | FNDB Schwab Fundamental U.S. Broad Market ETF | Nport | 0.00% | $33,249 | — | 2026-05-31 |
| 23 | VTHR Vanguard Russell 3000 ETF | Vanguard | 0.00% | $14,147 | — | 2026-09-30 |
| 24 | ITWO ProShares Russell 2000 High Income ETF | ProShares | 0.00% | $8,538 | — | 2026-10-22 |
| 25 | URTY ProShares UltraPro Russell2000 | ProShares | 0.00% | $6,526 | — | 2026-10-22 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
$-3.15
TTM Revenue
$468.88M
TTM Net Income
$-518.14M
TTM Op. Cash Flow
$913.84M
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q1 '26 | 2026-03-31 | $33.71M | $-203.73M | $-1.25 | $590.19M |
| Q4 '25 | 2025-12-31 | $96.70M | $-236.18M | $-1.43 | $-10.76M |
| Q3 '25 | 2025-09-30 | $212.41M | $-20.74M | $-0.13 | $434.68M |
| Q2 '25 | 2025-06-30 | $126.06M | $-57.49M | $-0.34 | $-100.27M |
| Q1 '25 | 2025-03-31 | $180.70M | $77.51M | $0.46 | $108.47M |
| Q4 '24 | 2024-12-31 | $230.97M | $-318.14M | $-1.88 | $29.16M |
| Q3 '24 | 2024-09-30 | $282.79M | $-11.31M | $-0.07 | $221.15M |
| Q2 '24 | 2024-06-30 | $151.73M | $-38.02M | $-0.23 | $1.06M |
| Q1 '24 | 2024-03-31 | $129.73M | $-76.28M | $-0.44 | $23.45M |
| Q4 '23 | 2023-12-31 | $310.89M | $7.76M | $-0.08 | $-41.38M |
| Q3 '23 | 2023-09-30 | $289.42M | $43.66M | $0.25 | $55.27M |
| Q2 '23 | 2023-06-30 | $507.07M | $246.88M | $1.76 | $38.15M |
Q1 2026 • period ending 2026-03-31 • filed 2026-05-08
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
—
P/B
0.12
P/S
0.37
EV/EBITDA
—
EV/Sales
9.94
ROE
-35.8%
ROA
-8.2%
Div Yield
31.31%
FCF Yield
523.45%
Debt/Equity
3.24
Current Ratio
—
Market Cap
$174.58M
as of 2026-10-23
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
19.41M
SI % of Float
13.43%
Days to Cover
10.35
Short Vol Ratio
61.4%
Free Float
144.56M
Float %
87.5%
Short interest 2026-09-30 • Short volume 2026-10-22 • Float 2026-08-13