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Waterfall Asset Management, LLC

CIK 1570717 · last filed 2021-11-10

Waterfall Asset Management, LLC is a corporate insider who has filed 9 SEC Form 4 insider transactions across 4 companies since 2018. The most recent filing, for RC, was dated Nov 10, 2021. Current disclosed insider exposure totals $501.9K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$501.9K

Companies

4

Total Filings

9

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RC 10%+ Owner 341,428 $1.47 $501.9K $0 1 2021-11-10
Ready Capital Corp (RCP) Delisted 10%+ Owner 263,695 $25.23 $6.65M $0 4 2020-08-10
Ready Capital Corp (SLD) Delisted 10%+ Owner 60,154 — — $0 2 2018-08-14
FlexShopper, Inc. (FPAY) Delisted 10%+ Owner 1,629,546 $0.01 $11.4K $0 2 2018-05-24

Recent Filings

9 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-11-10 RC Grant (A) +84,758 $0 EDGAR
2020-08-10 Ready Capital Corp (RCP) Delisted Grant (A) +208,690 $0 EDGAR
2020-04-13 Ready Capital Corp (RCP) Delisted Grant (A) +4,154 $0 EDGAR
2019-03-14 Ready Capital Corp (RCP) Delisted Grant (A) +14,939 $0 EDGAR
2019-03-07 Ready Capital Corp (RCP) Delisted Other (J) −27,198 $0 EDGAR
2018-08-14 Ready Capital Corp (SLD) Delisted Grant (A) +8,123 $0 EDGAR
2018-05-24 FlexShopper, Inc. (FPAY) Delisted Exer (X) +175,000 $1.8K EDGAR
2018-05-18 Ready Capital Corp (SLD) Delisted Grant (A) +13,274 $0 EDGAR
2018-04-05 FlexShopper, Inc. (FPAY) Delisted Buy (P) — $0 EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.