FRANK P FILIPPS
CIK 1188562 · Chief Executive Officer · last filed 2026-07-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.72M
Companies
8
Total Filings
87
Lifetime Open-Market Net
-$229.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ORC | Director | 5,460 | $6.78 | $37.0K | $202.5K | 51 | 2026-07-01 |
| RC | Director | 64,025 | $1.76 | $112.7K | $0 | 3 | 2024-02-26 |
| Ready Capital Corp (RCP) Delisted | Director | 34,720 | $25.23 | $876.0K | $0 | 3 | 2021-03-01 |
| IMPAC MORTGAGE HOLDINGS INC (IMH) Delisted | Director | 78,310 | $0.22 | $17.6K | -$432.4K | 14 | 2021-02-18 |
| Ready Capital Corp (SLD) Delisted | Director | 15,776 | — | — | $0 | 2 | 2018-03-08 |
| Fortegra Financial Corp (FRF) Delisted | Director | 0 | — | — | $0 | 5 | 2014-12-04 |
| PRS | Director | 76,141 | $20.65 | $1.57M | $0 | 6 | 2011-12-09 |
| CLAYTON HOLDINGS INC (CLAY) Delisted | Chief Executive Officer | — | $10.66 | — | $0 | 1 | 2007-12-27 |
Recent Filings · Page 6 of 9
87 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2017-02-02 | ORC | Grant (A) | +407 | $4.4K | EDGAR |
| 2016-11-14 | ORC | Mixed | +1,165 | $12.3K | EDGAR |
| 2016-07-21 | IMPAC MORTGAGE HOLDINGS INC (IMH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2016-04-05 | ORC | Grant (A) | +723 | $7.5K | EDGAR |
| 2016-01-07 | ORC | Grant (A) | +755 | $7.5K | EDGAR |
| 2015-10-06 | ORC | Grant (A) | +810 | $7.5K | EDGAR |
| 2015-07-23 | IMPAC MORTGAGE HOLDINGS INC (IMH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2015-07-16 | ORC | Grant (A) | +669 | $7.5K | EDGAR |
| 2015-04-06 | ORC | Buy (P) | +661 | $8.8K | EDGAR |
| 2015-01-09 | ORC | Grant (A) | +671 | $8.8K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.