STEPHEN C FARRELL

CIK 1188757 · President & CEO · last filed 2025-03-06

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$997.4K

Companies

8

Total Filings

60

Lifetime Open-Market Net

-$4.77M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STAA President & CEO 35,156 $28.37 $997.4K $0 20 2025-03-06
Convey Health Solutions Holdings, Inc. (CNVY) Delisted CHIEF EXECUTIVE OFFICER 636,862 $10.51 $6.69M $585.0K 2 2022-03-30
LCTX Director $1.27 $0 1 2020-07-02
Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Director 97,450 $350.4K 10 2018-07-03
QUESTCOR PHARMACEUTICALS INC (QCOR) Delisted Director 15,433 -$2.57M 11 2014-03-11
Stream Global Services, Inc. (OOO.WS) Delisted Executive Vice President & CFO 3,640 $9.1K 4 2008-12-18
QUESTCOR PHARMACEUTICALS INC (QSC) Delisted Director $0 3 2008-01-03
POLYMEDICA CORP (PSTA) Delisted President 0 -$3.14M 6 2007-11-13

Recent Filings · Page 3 of 6

60 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-06-18 STAA Grant (A) +3,691 $0 EDGAR
2018-03-19 STAA Grant (A) $0 EDGAR
2017-07-05 Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Grant (A) $0 EDGAR
2017-06-15 STAA Grant (A) $0 EDGAR
2016-08-10 STAA Grant (A) $0 EDGAR
2016-07-05 Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Grant (A) $0 EDGAR
2016-06-27 STAA Grant (A) $0 EDGAR
2016-01-05 STAA Grant (A) $0 EDGAR
2015-11-10 Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Buy (P) +50,000 $191.5K EDGAR
2015-07-06 Lineage Cell Therapeutics, Inc. (BTX.WS) Delisted Grant (A) $0 EDGAR
Showing 2130 of 60
Page 3 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.