GIFFORD R ZIMMERMAN
CIK 1189654 · CCO and Vice President · last filed 2022-02-11
GIFFORD R ZIMMERMAN is a CCO and Vice President who has filed 98 SEC Form 4 insider transactions across 31 companies since 2007. The most recent filing shows the insider bought $19.1K of JLS on Feb 11, 2022. Across all open-market trades the lifetime net is +$58.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $56.9K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$56.9K
Companies
31
Total Filings
98
Lifetime Open-Market Net
$58.5K
Filer Profile
Reported Address
333 W WACKER DRIVEC/O NUVEEN INVESTMENTS
CHICAGO, IL 60606
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| JLS | CCO and Vice President | 1,000 | $16.16 | $16.2K | $19.1K | 1 | 2022-02-11 |
| Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | CCO and Vice President | 0 | $14.10 | $0 | -$3.1K | 2 | 2021-11-30 |
| NEA | CCO and Vice President | 0 | $9.95 | $0 | -$36.0K | 5 | 2021-09-15 |
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | CCO and Vice President | 0 | $13.00 | $0 | -$11.4K | 7 | 2021-08-19 |
| NAD | CCO and Vice President | 1,000 | $10.06 | $10.1K | $4.2K | 6 | 2021-07-29 |
| NZF | CCO and Vice President | 0 | $11.04 | $5 | -$32.9K | 2 | 2021-06-11 |
| NIQ | CCO and Vice President | 0 | $17.76 | $0 | -$9.9K | 8 | 2021-04-28 |
| QQQX | Secretary | 1,000 | $30.70 | $30.7K | $28.3K | 2 | 2020-11-12 |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted | Secretary | 1,000 | $10.74 | $10.7K | $8.3K | 6 | 2020-09-10 |
| JRI | Secretary | 0 | $11.02 | $5 | -$32.6K | 2 | 2019-12-06 |
| NVG | Secretary | 0 | $10.79 | $0 | -$32.9K | 1 | 2019-09-03 |
| JQC | Secretary | 0 | $4.71 | $0 | $45.4K | 3 | 2019-06-19 |
| Nuveen Municipal 2021 Target Term Fund (NHA) Delisted | Secretary | 1,500 | — | — | $14.4K | 1 | 2019-05-17 |
| NBB | Secretary | 0 | $14.17 | $0 | -$17.9K | 2 | 2019-05-13 |
| NXP | Secretary | 0 | $12.97 | $0 | -$530 | 2 | 2019-02-19 |
| Nuveen Mortgage Opportunity Term Fund 2 (JMT) Delisted | Secretary | 0 | — | — | -$1.7K | 3 | 2018-01-30 |
| Diversified Real Asset Income Fund (DRA) Delisted | Chief Administrative Officer | 1,800 | — | — | $30.4K | 2 | 2016-11-02 |
| Nuveen Floating Rate Income Opportunity Fund (JRO) Delisted | Chief Administrative Officer | 0 | $7.88 | $0 | -$203 | 2 | 2016-10-04 |
| Nuveen Build America Bond Opportunity Fund (NBD) Delisted | Chief Administrative Officer | 800 | — | — | $17.0K | 1 | 2015-05-01 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | Chief Administrative Officer | 2,000 | — | — | $26.0K | 2 | 2015-04-28 |
| JGH | Chief Administrative Officer | 0 | $11.65 | $0 | -$12.2K | 1 | 2015-04-28 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Chief Administrative Officer | 2,000 | — | — | $27.8K | 1 | 2014-10-17 |
| NIO | Chief Administrative Officer | 0 | $3.57 | $0 | $378 | 2 | 2014-09-11 |
| NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NXZ) Delisted | Chief Administrative Officer | 2,000 | — | — | $26.7K | 2 | 2014-08-27 |
| Nuveen Diversified Currency Opportunities Fund (JGT) Delisted | Chief Administrative Officer | 1,200 | — | — | $30.5K | 8 | 2014-08-18 |
| NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | Chief Administrative Officer | 0 | — | — | -$38.2K | 7 | 2012-10-01 |
| Nuveen Tax-Advantaged Dividend Growth Fund (JTD) Delisted | Chief Administrator Officer | 0 | $16.72 | $0 | $6.9K | 3 | 2012-09-07 |
| JPC | Chief Administrative Officer | 0 | $6.84 | $0 | $1.4K | 2 | 2012-07-30 |
| JCE | Chief Administrative Officer | 0 | $16.82 | $0 | $2.5K | 2 | 2010-12-23 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Chief Administrative Officer | 0 | — | — | -$5.2K | 6 | 2010-08-04 |
| Nuveen Equity Premium Opportunity Fund (JSN) Delisted | Chief Administrative Officer | 0 | — | — | $3.8K | 3 | 2010-03-05 |
Recent Filings
98 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-02-11 | JLS | Buy (P) | +1,000 | $19.1K | EDGAR |
| 2021-11-30 | Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | Sell (S) | −1,000 | -$17.2K | EDGAR |
| 2021-09-15 | NEA | Sell (S) | −1,000 | -$16.0K | EDGAR |
| 2021-08-19 | Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | Sell (S) | −1,500 | -$22.4K | EDGAR |
| 2021-07-29 | NAD | Sell (S) | −1,000 | -$16.3K | EDGAR |
| 2021-07-15 | NAD | Sell (S) | −1,500 | -$24.4K | EDGAR |
| 2021-06-21 | NEA | Sell (S) | −2,056 | -$32.0K | EDGAR |
| 2021-06-11 | NZF | Sell (S) | −694 | -$11.9K | EDGAR |
| 2021-04-28 | NIQ | Sell (S) | −2,486 | -$36.5K | EDGAR |
| 2020-11-12 | QQQX | Buy (P) | +1,000 | $14.1K | EDGAR |
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.