GIFFORD R ZIMMERMAN
CIK 1189654 · CCO and Vice President · last filed 2022-02-11
GIFFORD R ZIMMERMAN is a CCO and Vice President who has filed 98 SEC Form 4 insider transactions across 33 companies since 2007. The most recent filing shows the insider bought $19.1K of JLS on Feb 11, 2022. Across all open-market trades the lifetime net is +$58.5K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $60.8K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$60.8K
33
98
$58.5K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| JLS | CCO and Vice President | 1,000 | $17.92 | $17.9K | $19.1K | 1 | 2022-02-11 |
| Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | CCO and Vice President | 0 | $14.10 | $0 | -$3.1K | 2 | 2021-11-30 |
| NEA | CCO and Vice President | 0 | $11.55 | $0 | -$49.3K | 4 | 2021-09-15 |
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | CCO and Vice President | 0 | $13.00 | $0 | -$11.4K | 7 | 2021-08-19 |
| NAD | CCO and Vice President | 1,000 | $11.95 | $11.9K | -$8.3K | 5 | 2021-07-29 |
| NZF | CCO and Vice President | 0 | $12.64 | $5 | -$32.9K | 2 | 2021-06-11 |
| NIQ | CCO and Vice President | 0 | $8.27 | $0 | -$9.9K | 8 | 2021-04-28 |
| QQQX | Secretary | 1,000 | $30.93 | $30.9K | $28.3K | 2 | 2020-11-12 |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted | Secretary | 1,000 | $10.74 | $10.7K | $8.3K | 6 | 2020-09-10 |
| JRI | Secretary | 0 | $12.80 | $6 | -$32.6K | 2 | 2019-12-06 |
| NVG | Secretary | 0 | $12.66 | $0 | -$32.9K | 1 | 2019-09-03 |
| JQC | Secretary | 0 | $4.83 | $0 | $45.4K | 3 | 2019-06-19 |
| Nuveen Municipal 2021 Target Term Fund (NHA) Delisted | Secretary | 1,500 | — | — | $14.4K | 1 | 2019-05-17 |
| NBB | Secretary | 0 | $15.78 | $0 | -$17.9K | 2 | 2019-05-13 |
| NXP | Secretary | 0 | $14.33 | $0 | -$530 | 2 | 2019-02-19 |
| Nuveen Mortgage Opportunity Term Fund 2 (JMT) Delisted | Secretary | 0 | — | — | -$1.7K | 3 | 2018-01-30 |
| Diversified Real Asset Income Fund (DRA) Delisted | Chief Administrative Officer | 1,800 | — | — | $30.4K | 2 | 2016-11-02 |
| Nuveen Floating Rate Income Opportunity Fund (JRO) Delisted | Chief Administrative Officer | 0 | $7.88 | $0 | -$203 | 2 | 2016-10-04 |
| Nuveen Build America Bond Opportunity Fund (NBD) Delisted | Chief Administrative Officer | 800 | — | — | $17.0K | 1 | 2015-05-01 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | Chief Administrative Officer | 2,000 | — | — | $26.0K | 2 | 2015-04-28 |
| JGH | Chief Administrative Officer | 0 | $12.95 | $0 | -$12.2K | 1 | 2015-04-28 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Chief Administrative Officer | 2,000 | — | — | $27.8K | 1 | 2014-10-17 |
| NIO | Chief Administrative Officer | 0 | $5.21 | $0 | $378 | 2 | 2014-09-11 |
| NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NXZ) Delisted | Chief Administrative Officer | 2,000 | — | — | $26.7K | 2 | 2014-08-27 |
| Nuveen Diversified Currency Opportunities Fund (JGT) Delisted | Chief Administrative Officer | 1,200 | — | — | $30.5K | 8 | 2014-08-18 |
| Nuveen Quality Municipal Income Fund (NADpC) Delisted | Chief Administrative Officer | 1,000 | — | — | $12.5K | 1 | 2013-08-12 |
| Nuveen AMT-Free Quality Municipal Income Fund (NEApC) Delisted | Chief Administrative Officer | 1,000 | — | — | $13.3K | 1 | 2013-06-03 |
| NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | Chief Administrative Officer | 0 | — | — | -$38.2K | 7 | 2012-10-01 |
| Nuveen Tax-Advantaged Dividend Growth Fund (JTD) Delisted | Chief Administrator Officer | 0 | $16.72 | $0 | $6.9K | 3 | 2012-09-07 |
| JPC | Chief Administrative Officer | 0 | $7.79 | $0 | $1.4K | 2 | 2012-07-30 |
| JCE | Chief Administrative Officer | 0 | $16.30 | $0 | $2.5K | 2 | 2010-12-23 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Chief Administrative Officer | 0 | — | — | -$5.2K | 6 | 2010-08-04 |
| Nuveen Equity Premium Opportunity Fund (JSN) Delisted | Chief Administrative Officer | 0 | — | — | $3.8K | 3 | 2010-03-05 |
Recent Filings
98 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-02-11 | JLS | Buy (P) | +1,000 | $19.1K | EDGAR |
| 2021-11-30 | Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | Sell (S) | −1,000 | -$17.2K | EDGAR |
| 2021-09-15 | NEA | Sell (S) | −1,000 | -$16.0K | EDGAR |
| 2021-08-19 | Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | Sell (S) | −1,500 | -$22.4K | EDGAR |
| 2021-07-29 | NAD | Sell (S) | −1,000 | -$16.3K | EDGAR |
| 2021-07-15 | NAD | Sell (S) | −1,500 | -$24.4K | EDGAR |
| 2021-06-21 | NEA | Sell (S) | −2,056 | -$32.0K | EDGAR |
| 2021-06-11 | NZF | Sell (S) | −694 | -$11.9K | EDGAR |
| 2021-04-28 | NIQ | Sell (S) | −2,486 | -$36.5K | EDGAR |
| 2020-11-12 | QQQX | Buy (P) | +1,000 | $14.1K | EDGAR |