GIFFORD R ZIMMERMAN
CIK 1189654 · CCO and Vice President · last filed 2022-02-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$60.8K
Companies
33
Total Filings
98
Lifetime Open-Market Net
$58.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| JLS | CCO and Vice President | 1,000 | $17.92 | $17.9K | $19.1K | 1 | 2022-02-11 |
| Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | CCO and Vice President | 0 | $14.10 | $0 | -$3.1K | 2 | 2021-11-30 |
| NEA | CCO and Vice President | 0 | $11.55 | $0 | -$49.3K | 4 | 2021-09-15 |
| Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | CCO and Vice President | 0 | $13.00 | $0 | -$11.4K | 7 | 2021-08-19 |
| NAD | CCO and Vice President | 1,000 | $11.95 | $11.9K | -$8.3K | 5 | 2021-07-29 |
| NZF | CCO and Vice President | 0 | $12.64 | $5 | -$32.9K | 2 | 2021-06-11 |
| NIQ | CCO and Vice President | 0 | $8.27 | $0 | -$9.9K | 8 | 2021-04-28 |
| QQQX | Secretary | 1,000 | $30.93 | $30.9K | $28.3K | 2 | 2020-11-12 |
| NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted | Secretary | 1,000 | $10.74 | $10.7K | $8.3K | 6 | 2020-09-10 |
| JRI | Secretary | 0 | $12.80 | $6 | -$32.6K | 2 | 2019-12-06 |
| NVG | Secretary | 0 | $12.66 | $0 | -$32.9K | 1 | 2019-09-03 |
| JQC | Secretary | 0 | $4.83 | $0 | $45.4K | 3 | 2019-06-19 |
| Nuveen Municipal 2021 Target Term Fund (NHA) Delisted | Secretary | 1,500 | — | — | $14.4K | 1 | 2019-05-17 |
| NBB | Secretary | 0 | $15.78 | $0 | -$17.9K | 2 | 2019-05-13 |
| NXP | Secretary | 0 | $14.33 | $0 | -$530 | 2 | 2019-02-19 |
| Nuveen Mortgage Opportunity Term Fund 2 (JMT) Delisted | Secretary | 0 | — | — | -$1.7K | 3 | 2018-01-30 |
| Diversified Real Asset Income Fund (DRA) Delisted | Chief Administrative Officer | 1,800 | — | — | $30.4K | 2 | 2016-11-02 |
| Nuveen Floating Rate Income Opportunity Fund (JRO) Delisted | Chief Administrative Officer | 0 | $7.88 | $0 | -$203 | 2 | 2016-10-04 |
| Nuveen Build America Bond Opportunity Fund (NBD) Delisted | Chief Administrative Officer | 800 | — | — | $17.0K | 1 | 2015-05-01 |
| NUVEEN QUALITY INCOME MUNICIPAL FUND INC (NQU) Delisted | Chief Administrative Officer | 2,000 | — | — | $26.0K | 2 | 2015-04-28 |
| JGH | Chief Administrative Officer | 0 | $12.95 | $0 | -$12.2K | 1 | 2015-04-28 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Chief Administrative Officer | 2,000 | — | — | $27.8K | 1 | 2014-10-17 |
| NIO | Chief Administrative Officer | 0 | $5.21 | $0 | $378 | 2 | 2014-09-11 |
| NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NXZ) Delisted | Chief Administrative Officer | 2,000 | — | — | $26.7K | 2 | 2014-08-27 |
| Nuveen Diversified Currency Opportunities Fund (JGT) Delisted | Chief Administrative Officer | 1,200 | — | — | $30.5K | 8 | 2014-08-18 |
| Nuveen Quality Municipal Income Fund (NADpC) Delisted | Chief Administrative Officer | 1,000 | — | — | $12.5K | 1 | 2013-08-12 |
| Nuveen AMT-Free Quality Municipal Income Fund (NEApC) Delisted | Chief Administrative Officer | 1,000 | — | — | $13.3K | 1 | 2013-06-03 |
| NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC (NPP) Delisted | Chief Administrative Officer | 0 | — | — | -$38.2K | 7 | 2012-10-01 |
| Nuveen Tax-Advantaged Dividend Growth Fund (JTD) Delisted | Chief Administrator Officer | 0 | $16.72 | $0 | $6.9K | 3 | 2012-09-07 |
| JPC | Chief Administrative Officer | 0 | $7.79 | $0 | $1.4K | 2 | 2012-07-30 |
| JCE | Chief Administrative Officer | 0 | $16.30 | $0 | $2.5K | 2 | 2010-12-23 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Chief Administrative Officer | 0 | — | — | -$5.2K | 6 | 2010-08-04 |
| Nuveen Equity Premium Opportunity Fund (JSN) Delisted | Chief Administrative Officer | 0 | — | — | $3.8K | 3 | 2010-03-05 |
Recent Filings · Page 2 of 10
98 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-11-12 | QQQX | Buy (P) | +1,000 | $14.1K | EDGAR |
| 2020-11-12 | Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) Delisted | Buy (P) | +1,000 | $14.1K | EDGAR |
| 2020-10-14 | NIQ | Sell (S) | −514 | -$7.4K | EDGAR |
| 2020-09-10 | NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND (JDD) Delisted | Buy (P) | +1,000 | $8.0K | EDGAR |
| 2020-02-13 | Nuveen Intermediate Duration Municipal Term Fund (NID) Delisted | Sell (S) | −2,800 | -$40.4K | EDGAR |
| 2020-01-22 | NIQ | Sell (S) | −1,686 | -$23.8K | EDGAR |
| 2019-12-12 | NZF | Sell (S) | −1,289 | -$21.0K | EDGAR |
| 2019-12-06 | JRI | Sell (S) | −1,804 | -$32.6K | EDGAR |
| 2019-10-28 | NIQ | Sell (S) | −1,200 | -$16.2K | EDGAR |
| 2019-09-03 | NVG | Sell (S) | −1,957 | -$32.9K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.