JAMES A STERN

CIK 1193798 · last filed 2025-05-16

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.61M

Companies

8

Total Filings

65

Lifetime Open-Market Net

$99.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TWOpC Director 64,843 $24.77 $1.61M $0 5 2025-05-16
TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted Director 108,197 $0 3 2020-05-22
CYS Investments, Inc. (CYSpB) Delisted Director 16,666 $0 21 2018-08-01
OHA Investment Corp (OHAI) Delisted Director 25,524 $99.4K 10 2015-12-30
CYS Investments, Inc. (CYSpA) Delisted Director 99,590 $0 3 2013-04-02
CYS Investments, Inc. (CYS) Delisted Director 95,753 $0 12 2012-07-02
LEAR CORP (LEAw) Delisted Director 0 $0 1 2009-11-12
LEA Director $145.16 $0 9 2009-02-03

Recent Filings · Page 3 of 7

65 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-01-04 CYS Investments, Inc. (CYSpB) Delisted Grant (A) +2,906 $0 EDGAR
2015-12-30 OHA Investment Corp (OHAI) Delisted Buy (P) +4,364 $17.7K EDGAR
2015-12-29 OHA Investment Corp (OHAI) Delisted Buy (P) +2,603 $11.0K EDGAR
2015-12-28 OHA Investment Corp (OHAI) Delisted Buy (P) +2,350 $9.0K EDGAR
2015-12-22 OHA Investment Corp (OHAI) Delisted Buy (P) +3,116 $11.8K EDGAR
2015-12-18 OHA Investment Corp (OHAI) Delisted Buy (P) +2,707 $10.7K EDGAR
2015-12-16 OHA Investment Corp (OHAI) Delisted Buy (P) +1,919 $7.3K EDGAR
2015-12-14 OHA Investment Corp (OHAI) Delisted Buy (P) +2,429 $8.9K EDGAR
2015-12-10 OHA Investment Corp (OHAI) Delisted Buy (P) +1,944 $7.3K EDGAR
2015-12-09 OHA Investment Corp (OHAI) Delisted Buy (P) +1,986 $7.3K EDGAR
Showing 2130 of 65
Page 3 of 7
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.