JAMES A STERN
CIK 1193798 · last filed 2025-05-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$808.9K
Companies
4
Total Filings
65
Lifetime Open-Market Net
$99.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TWO | Director | 66,793 | $12.11 | $808.9K | $0 | 8 | 2025-05-16 |
| CYS Investments, Inc. (CYS) Delisted | Director | 16,666 | — | — | $0 | 36 | 2018-08-01 |
| OHA Investment Corp (OHAI) Delisted | Director | 25,524 | — | — | $99.4K | 10 | 2015-12-30 |
| LEA | Director | 0 | $146.09 | $0 | $0 | 10 | 2009-11-12 |
Recent Filings · Page 3 of 7
65 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-01-04 | CYS Investments, Inc. (CYS) Delisted | Grant (A) | +2,906 | $0 | EDGAR |
| 2015-12-30 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +4,364 | $17.7K | EDGAR |
| 2015-12-29 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +2,603 | $11.0K | EDGAR |
| 2015-12-28 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +2,350 | $9.0K | EDGAR |
| 2015-12-22 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +3,116 | $11.8K | EDGAR |
| 2015-12-18 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +2,707 | $10.7K | EDGAR |
| 2015-12-16 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +1,919 | $7.3K | EDGAR |
| 2015-12-14 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +2,429 | $8.9K | EDGAR |
| 2015-12-10 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +1,944 | $7.3K | EDGAR |
| 2015-12-09 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +1,986 | $7.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.