JAMES A STERN
CIK 1193798 · last filed 2025-05-16
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.61M
Companies
8
Total Filings
65
Lifetime Open-Market Net
$99.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| TWOpC | Director | 64,843 | $24.77 | $1.61M | $0 | 5 | 2025-05-16 |
| TWO HARBORS INVESTMENT CORP. (TWOpE) Delisted | Director | 108,197 | — | — | $0 | 3 | 2020-05-22 |
| CYS Investments, Inc. (CYSpB) Delisted | Director | 16,666 | — | — | $0 | 21 | 2018-08-01 |
| OHA Investment Corp (OHAI) Delisted | Director | 25,524 | — | — | $99.4K | 10 | 2015-12-30 |
| CYS Investments, Inc. (CYSpA) Delisted | Director | 99,590 | — | — | $0 | 3 | 2013-04-02 |
| CYS Investments, Inc. (CYS) Delisted | Director | 95,753 | — | — | $0 | 12 | 2012-07-02 |
| LEAR CORP (LEAw) Delisted | Director | 0 | — | — | $0 | 1 | 2009-11-12 |
| LEA | Director | — | $145.16 | — | $0 | 9 | 2009-02-03 |
Recent Filings · Page 4 of 7
65 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-12-08 | OHA Investment Corp (OHAI) Delisted | Buy (P) | +2,170 | $8.5K | EDGAR |
| 2015-10-01 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +2,845 | $0 | EDGAR |
| 2015-07-01 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +2,602 | $0 | EDGAR |
| 2015-04-01 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +2,367 | $0 | EDGAR |
| 2015-01-02 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +2,401 | $0 | EDGAR |
| 2014-10-01 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +2,465 | $0 | EDGAR |
| 2014-07-01 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +2,378 | $0 | EDGAR |
| 2014-01-06 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +2,178 | $0 | EDGAR |
| 2013-10-01 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +1,991 | $0 | EDGAR |
| 2013-07-01 | CYS Investments, Inc. (CYSpB) Delisted | Grant (A) | +1,695 | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.