Dennis P Lockhart
CIK 1196261 · last filed 2024-06-11
Dennis P Lockhart is a corporate insider who has filed 34 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $1.7K of BENFW on Jun 11, 2024. Across all open-market trades the lifetime net is −$93.5K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $171.0K across reported positions. 3 SEC filings were submitted jointly with GWG Holdings, Inc.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
IVR price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
GOLF, IL 60029
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BENFW | Director | 1,296 | $0.01 | $12 | $0 | 1 | 2024-06-11 |
| IVR | Director | 30,925 | $5.53 | $171.0K | $762.5K | 25 | 2024-05-17 |
| American Virtual Cloud Technologies, Inc. (AVCTW) Delisted | Director | 287,015 | $0.02 | $4.6K | $181.7K | 4 | 2022-05-25 |
| GWG Holdings, Inc. (GWGH) Delisted | Director | 8,169 | $2.89 | $23.6K | $0 | 2 | 2020-07-23 |
| CAPITALSOURCE INC (CSE) Delisted | Director | 2,559 | — | — | -$1.04M | 1 | 2007-03-02 |
Recent Filings
34 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-06-11 | BENFW | Tax (F) | −317 | -$1.7K | EDGAR |
| 2024-05-17 | IVR | Grant (A) | +10,171 | $0 | EDGAR |
| 2023-05-17 | IVR | Grant (A) | +8,796 | $0 | EDGAR |
| 2022-05-25 | American Virtual Cloud Technologies, Inc. (AVCTW) Delisted | Buy (P) | +260,000 | $101.4K | EDGAR |
| 2022-05-17 | IVR | Grant (A) | +54,285 | $0 | EDGAR |
| 2021-05-18 | IVR | Grant (A) | +27,110 | $0 | EDGAR |
| 2021-05-10 | IVR | Grant (A) | +4,500 | $0 | EDGAR |
| 2021-02-25 | IVR | Grant (A) | +4,500 | $0 | EDGAR |
| 2021-01-28 | American Virtual Cloud Technologies, Inc. (AVCTW) Delisted | Buy (P) | +15 | $80 | EDGAR |
| 2020-12-23 | American Virtual Cloud Technologies, Inc. (AVCTW) Delisted | Buy (P) | +15,000 | $80.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.