DENNIS P LOCKHART
CIK 1196261 · last filed 2024-06-11
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$250.5K
Companies
5
Total Filings
34
Lifetime Open-Market Net
-$93.5K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| BENFW | Director | 1,296 | $0.01 | $16 | $0 | 1 | 2024-06-11 |
| IVR | Director | 30,925 | $8.10 | $250.5K | $762.5K | 25 | 2024-05-17 |
| American Virtual Cloud Technologies, Inc. (AVCTW) Delisted | Director | 287,015 | $0.02 | $4.6K | $181.7K | 4 | 2022-05-25 |
| GWG Holdings, Inc. (GWGH) Delisted | Director | 8,169 | $2.89 | $23.6K | $0 | 2 | 2020-07-23 |
| CAPITALSOURCE INC (CSE) Delisted | Director | 2,559 | — | — | -$1.04M | 1 | 2007-03-02 |
Recent Filings · Page 3 of 4
34 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-08-12 | IVR | Grant (A) | +1,353 | $0 | EDGAR |
| 2019-06-20 | GWG Holdings, Inc. (GWGH) Delisted | Grant (A) | — | $0 | EDGAR |
| 2019-05-13 | IVR | Grant (A) | +1,379 | $0 | EDGAR |
| 2019-02-25 | IVR | Grant (A) | +1,413 | $0 | EDGAR |
| 2018-11-29 | IVR | Grant (A) | +83 | $0 | EDGAR |
| 2018-11-13 | IVR | Grant (A) | +1,404 | $0 | EDGAR |
| 2018-08-08 | IVR | Grant (A) | +1,324 | $0 | EDGAR |
| 2018-05-08 | IVR | Grant (A) | +1,293 | $0 | EDGAR |
| 2018-02-28 | IVR | Buy (P) | +61,750 | $988.0K | EDGAR |
| 2018-02-23 | IVR | Grant (A) | +1,334 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.