LEONARD M TANNENBAUM
CIK 1200461 · Executive Chairman · last filed 2026-09-22
LEONARD M TANNENBAUM is an Executive Chairman who has filed 333 SEC Form 4 insider transactions across 9 companies since 2013. The most recent filing shows the insider bought $34.9K of AFCG on Sep 22, 2026. Across all open-market trades the lifetime net is +$46.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $146.8M across reported positions. 167 SEC filings were submitted jointly with Oaktree Specialty Lending Corp.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$146.80M
9
333
$46.08M
Filer Profile
WEST PALM BEACH, FL 33401
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AFCG | Director | 7,189,353 | $3.54 | $25.45M | $13.96M | 45 | 2026-09-22 |
| SUNS | Executive Chairman | 3,201,677 | $7.17 | $22.97M | $900.4K | 3 | 2026-08-17 |
| Sunrise Realty Trust, Inc. (SUNSV) Delisted | Executive Chairman | 3,083,568 | — | — | $26.54M | 36 | 2026-02-23 |
| OCSL | 10%+ Owner | 5,546,454 | $12.07 | $66.97M | -$69.99M | 38 | 2021-12-30 |
| Oaktree Specialty Lending Corp (OSLE) Delisted | 10%+ Owner | 18,678,907 | — | — | -$42.08M | 51 | 2020-01-31 |
| SBH | CEO | 1,831,428 | $17.15 | $31.41M | $0 | 6 | 2017-10-30 |
| Oaktree Specialty Lending Corp (FSFR) Delisted | 10%+ Owner | 15,902,593 | — | — | $25.54M | 17 | 2017-04-06 |
| Oaktree Strategic Income Corp (FSC) Delisted | 10%+ Owner | 5,238,150 | — | — | $91.20M | 27 | 2017-02-16 |
| Fifth Street Asset Management Inc. (FSAM) Delisted | Chief Executive Officer | 40,191,085 | — | — | $0 | 2 | 2014-11-04 |
Recent Filings
333 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-09-22 | AFCG | Buy (P) | +10,000 | $34.9K | EDGAR |
| 2026-09-18 | AFCG | Buy (P) | +25,000 | $87.5K | EDGAR |
| 2026-09-17 | AFCG | Buy (P) | +2,949 | $10.2K | EDGAR |
| 2026-09-15 | AFCG | Buy (P) | +40,198 | $141.4K | EDGAR |
| 2026-09-11 | AFCG | Buy (P) | +35,000 | $121.1K | EDGAR |
| 2026-09-04 | AFCG | Buy (P) | +15,223 | $54.7K | EDGAR |
| 2026-09-01 | AFCG | Buy (P) | +119,025 | $423.9K | EDGAR |
| 2026-08-28 | AFCG | Buy (P) | +34,606 | $118.8K | EDGAR |
| 2026-08-26 | AFCG | Buy (P) | +60,000 | $204.3K | EDGAR |
| 2026-08-24 | AFCG | Buy (P) | +25,000 | $82.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.