WILLIAM H GROSS

CIK 1201891 · last filed 2015-02-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$187.86M

Companies

16

Total Filings

197

Lifetime Open-Market Net

$90.39M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PTY 1,146,434 $11.71 $13.43M $12.66M 44 2015-02-20
PDI 1,199,897 $16.05 $19.26M $16.51M 23 2015-02-18
PCN 861,164 $11.64 $10.03M $17.13M 32 2015-02-12
PML 501,548 $7.29 $3.66M $381.2K 8 2014-08-11
PCQ 460,140 $8.58 $3.95M $3.18M 7 2014-08-11
PCI 2,518,357 $49.15 $123.77M $22.17M 14 2014-07-24
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted 169,940 $5.27 $895.6K $183.5K 8 2014-02-24
PIMCO MUNICIPAL INCOME FUND (PMF) Delisted 161,682 $7.76 $1.25M $1.91M 5 2013-10-23
PCM 31,851 $5.58 $177.7K $462.6K 3 2013-09-11
PFL 770,387 $7.66 $5.90M $4.78M 17 2013-07-26
PHK 186,600 $4.62 $863.0K $2.14M 4 2012-08-20
PGP 0 $8.38 $0 -$929.3K 4 2011-09-26
PFN 972,737 $7.00 $6.81M $6.95M 14 2010-12-15
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted 237,396 $6.10 $1.45M $1.39M 5 2010-12-14
PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted 242,754 $6.68 $1.62M $1.37M 7 2010-12-14
PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) Delisted 58,500 $5.15 $301.3K $104.3K 2 2007-12-27

Recent Filings · Page 14 of 20

197 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-12-14 PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Buy (P) +23,503 $222.6K EDGAR
2010-12-14 PCQ Buy (P) +50,000 $579.4K EDGAR
2010-12-13 PIMCO MUNICIPAL INCOME FUND (PMF) Delisted Buy (P) +55,335 $666.4K EDGAR
2010-12-13 PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted Buy (P) +62,264 $536.1K EDGAR
2010-12-13 PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Buy (P) +138,156 $1.36M EDGAR
2010-12-13 PCQ Buy (P) +55,393 $642.1K EDGAR
2010-12-13 PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted Buy (P) +98,816 $809.6K EDGAR
2010-12-09 PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Buy (P) +12,096 $117.9K EDGAR
2010-12-09 PCQ Buy (P) +9,900 $115.3K EDGAR
2010-12-09 PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted Buy (P) +19,056 $157.7K EDGAR
Showing 131140 of 197
Page 14 of 20
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.