WILLIAM H GROSS

CIK 1201891 · last filed 2015-02-20

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$185.99M

Companies

16

Total Filings

197

Lifetime Open-Market Net

$90.39M

Filer Profile

Reported Address
840 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PTY 1,146,434 $11.75 $13.47M $12.66M 44 2015-02-20
PDI 1,199,897 $15.33 $18.39M $16.51M 23 2015-02-18
PCN 861,164 $11.73 $10.10M $17.13M 32 2015-02-12
PML 501,548 $7.24 $3.63M $381.2K 8 2014-08-11
PCQ 460,140 $8.54 $3.93M $3.18M 7 2014-08-11
PCI 2,518,357 $48.81 $122.93M $22.17M 14 2014-07-24
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted 169,940 $5.27 $895.6K $183.5K 8 2014-02-24
PIMCO MUNICIPAL INCOME FUND (PMF) Delisted 161,682 $7.76 $1.25M $1.91M 5 2013-10-23
PCM 31,851 $5.34 $170.1K $462.6K 3 2013-09-11
PFL 770,387 $7.53 $5.80M $4.78M 17 2013-07-26
PHK 186,600 $4.50 $839.7K $2.14M 4 2012-08-20
PGP 0 $8.85 $0 -$929.3K 4 2011-09-26
PFN 972,737 $6.91 $6.72M $6.95M 14 2010-12-15
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted 237,396 $6.10 $1.45M $1.39M 5 2010-12-14
PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted 242,754 $6.68 $1.62M $1.37M 7 2010-12-14
PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) Delisted 58,500 $5.15 $301.3K $104.3K 2 2007-12-27

Recent Filings · Page 14 of 20

197 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-12-14 PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Buy (P) +23,503 $222.6K EDGAR
2010-12-14 PCQ Buy (P) +50,000 $579.4K EDGAR
2010-12-13 PIMCO MUNICIPAL INCOME FUND (PMF) Delisted Buy (P) +55,335 $666.4K EDGAR
2010-12-13 PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) Delisted Buy (P) +62,264 $536.1K EDGAR
2010-12-13 PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Buy (P) +138,156 $1.36M EDGAR
2010-12-13 PCQ Buy (P) +55,393 $642.1K EDGAR
2010-12-13 PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted Buy (P) +98,816 $809.6K EDGAR
2010-12-09 PIMCO MUNICIPAL INCOME FUND III (PMX) Delisted Buy (P) +12,096 $117.9K EDGAR
2010-12-09 PCQ Buy (P) +9,900 $115.3K EDGAR
2010-12-09 PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) Delisted Buy (P) +19,056 $157.7K EDGAR
Showing 131140 of 197
Page 14 of 20
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.