R PETER III SULLIVAN
CIK 1201930 · last filed 2008-03-10
R PETER III SULLIVAN is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2008. The most recent filing shows the insider bought $7.0K of PNI on Mar 10, 2008. Across all open-market trades the lifetime net is +$11.2K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $5.5K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$5.5K
2
2
$11.2K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PNI | Director | 800 | $6.89 | $5.5K | $7.0K | 1 | 2008-03-10 |
| Nicholas-Applegate International & Premium Strategy Fund (NAI) Delisted | Director | 500 | — | — | $4.2K | 1 | 2008-03-04 |
Recent Filings
2 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2008-03-10 | PNI | Buy (P) | +500 | $7.0K | EDGAR |
| 2008-03-04 | Nicholas-Applegate International & Premium Strategy Fund (NAI) Delisted | Buy (P) | +200 | $4.2K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.