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HERBERT L HENKEL

CIK 1204528 · Chairman and CEO · last filed 2022-05-02

HERBERT L HENKEL is a Chairman and CEO who has filed 167 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing shows the insider was granted $33.8K of MMM on May 2, 2022. Across all open-market trades the lifetime net is −$12.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $31.1M across reported positions. 70 SEC filings were submitted jointly with CO 3M.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$31.14M

Companies

5

Total Filings

167

Lifetime Open-Market Net

-$12.38M

Filer Profile

Reported Address
C/O INGERSOLL-RAND COMPANY LIMITED
155 CHESTNUT RIDGE ROAD
MONTVALE, NJ 07645
Related Filers
CO 3M — 70 joint filings, latest 2022-05-02
Trane Technologies plc — 12 joint filings, latest 2010-03-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
MMM Director 52,894 $168.56 $8.92M $0 63 2022-05-02
HRI Director 30,786 $140.92 $4.34M $571.3K 17 2020-05-18
ALL Director — $259.57 — $0 19 2017-04-04
VC Director — $102.64 — $0 2 2011-06-14
IR Chairman and CEO 234,192 $76.36 $17.88M -$12.95M 12 2010-03-04

Recent Filings

167 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-05-02 MMM Grant (A) +229 $33.8K EDGAR
2022-01-28 MMM Grant (A) +198 $33.8K EDGAR
2021-10-29 MMM Grant (A) +187 $33.8K EDGAR
2021-08-02 MMM Grant (A) +181 $36.0K EDGAR
2021-05-12 MMM Grant (A) +892 $185.0K EDGAR
2021-04-30 MMM Grant (A) +194 $38.8K EDGAR
2021-01-29 MMM Grant (A) +211 $38.8K EDGAR
2020-11-02 MMM Grant (A) +244 $38.8K EDGAR
2020-07-31 MMM Grant (A) +254 $38.8K EDGAR
2020-05-18 HRI Grant (A) +10,786 $129.3K EDGAR
Showing 1–10 of 167
Page 1 of 17
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.