JOANNA T LAU

CIK 1204831 · last filed 2026-04-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.55M

Companies

4

Total Filings

93

Lifetime Open-Market Net

-$778.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DBI Director 84,754 $6.88 $583.1K -$260.1K 30 2026-04-14
RPT Realty (RPTpD) Delisted Director 54,232 $57.13 $3.10M $24.9K 6 2023-07-05
COO Director 18,590 $67.88 $1.26M -$192.6K 15 2019-01-08
ESI Director 39,113 $43.70 $1.71M -$350.5K 13 2016-05-03

Recent Filings · Page 2 of 10

93 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-04-16 DBI Grant (A) $0 EDGAR
2024-01-04 Disp (D) −54,232 $0
2023-12-18 DBI Grant (A) $0 EDGAR
2023-10-19 DBI Grant (A) $0 EDGAR
2023-07-13 DBI Grant (A) +78 $0 EDGAR
2023-07-05 RPT Realty (RPTpD) Delisted Grant (A) +9,570 $0 EDGAR
2023-06-20 DBI Grant (A) +16,556 $0 EDGAR
2023-04-18 DBI Grant (A) $0 EDGAR
2022-12-30 DBI Grant (A) $0 EDGAR
2022-10-11 DBI Grant (A) $0 EDGAR
Showing 1120 of 93
Page 2 of 10
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.