JOANNA T LAU
CIK 1204831 · last filed 2026-07-10
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$7.67M
Companies
4
Total Filings
96
Lifetime Open-Market Net
-$778.2K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DBI | Director | 84,754 | $6.55 | $555.1K | -$260.1K | 32 | 2026-07-10 |
| RPT | Director | 9,039 | $12.06 | $109.0K | $24.9K | 6 | 2023-07-05 |
| COO | Director | 74,360 | $74.23 | $5.52M | -$192.6K | 15 | 2019-01-08 |
| ESI | Director | 39,113 | $37.88 | $1.48M | -$350.5K | 13 | 2016-05-03 |
Recent Filings · Page 5 of 10
96 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-01-08 | COO | Grant (A) | — | $0 | EDGAR |
| 2018-10-10 | COO | Grant (A) | — | $0 | EDGAR |
| 2018-07-09 | COO | Grant (A) | — | $0 | EDGAR |
| 2018-05-18 | COO | Grant (A) | +5,540 | $0 | EDGAR |
| 2018-04-10 | COO | Grant (A) | — | $0 | EDGAR |
| 2018-01-03 | COO | Grant (A) | — | $0 | EDGAR |
| 2017-10-03 | COO | Grant (A) | — | $0 | EDGAR |
| 2017-08-30 | COO | Sell (S) | −10,000 | -$192.6K | EDGAR |
| 2017-06-30 | COO | Grant (A) | +93 | $0 | EDGAR |
| 2017-06-01 | COO | Grant (A) | +8,439 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.