JOANNA T LAU
CIK 1204831 · last filed 2026-04-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.55M
Companies
4
Total Filings
93
Lifetime Open-Market Net
-$778.2K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DBI | Director | 84,754 | $6.88 | $583.1K | -$260.1K | 30 | 2026-04-14 |
| RPT Realty (RPTpD) Delisted | Director | 54,232 | $57.13 | $3.10M | $24.9K | 6 | 2023-07-05 |
| COO | Director | 18,590 | $67.88 | $1.26M | -$192.6K | 15 | 2019-01-08 |
| ESI | Director | 39,113 | $43.70 | $1.71M | -$350.5K | 13 | 2016-05-03 |
Recent Filings · Page 7 of 10
93 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-01-05 | — | Grant (A) | — | $0 | |
| 2014-10-02 | — | Grant (A) | — | $0 | |
| 2014-07-02 | — | Grant (A) | +29 | $0 | |
| 2014-01-03 | — | Grant (A) | — | $0 | |
| 2013-10-02 | — | Grant (A) | — | $0 | |
| 2013-09-12 | — | Sell (S) | −1,497 | -$127.4K | |
| 2013-07-08 | — | Exer (M) | +1,497 | $0 | |
| 2013-07-02 | — | Grant (A) | — | $0 | |
| 2013-06-07 | — | Grant (A) | — | $0 | |
| 2013-05-22 | ESI | Grant (A) | +3,598 | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.