Gary P Scholten

CIK 1205451 · EVP & Ch Info Officer · last filed 2020-03-31

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$9.37M
Companies
2
Total Filings
69
Lifetime Open-Market Net
-$11.86M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

PFG price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers
PRINCIPAL FINANCIAL GROUP INC — 55 joint filings, latest 2020-03-31
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PFG EVP & Ch Info Officer 86,991 $107.66 $9.37M -$11.86M 68 2020-03-31
PRINCIPAL FINANCIAL GROUP INC (PFG.PRBC) Delisted EVP & Ch Info Officer 69,602 — — $0 1 2015-06-30

Recent Filings · Page 2 of 7

69 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-04-02 PFG Grant (A) — $0 EDGAR
2018-02-28 PFG Grant (A) +5,367 $0 EDGAR
2018-01-09 PFG Mixed — -$994.0K EDGAR
2018-01-02 PFG Grant (A) — $0 EDGAR
2017-11-20 PFG Gift (G) −900 $0 EDGAR
2017-10-03 PFG Grant (A) — $0 EDGAR
2017-07-26 PFG Mixed — -$441.8K EDGAR
2017-07-05 PFG Grant (A) — $0 EDGAR
2017-06-16 PFG Mixed — -$824.9K EDGAR
2017-04-04 PFG Grant (A) — $0 EDGAR
Showing 11–20 of 69
Page 2 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.