JOSEPH III KLEIN

CIK 1206369 · last filed 2026-05-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.77M

Companies

8

Total Filings

135

Lifetime Open-Market Net

-$17.59M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
IONS Director 11,114 $73.28 $814.4K -$11.41M 42 2026-05-05
AKCEA THERAPEUTICS, INC. (AKCA) Delisted Director $0 3 2020-10-13
IONIS PHARMACEUTICALS INC (ISIS) Delisted Director 5,643 -$3.38M 21 2015-11-12
SAVIENT PHARMACEUTICALS INC (SVNT) Delisted Director 17,388 -$573.6K 14 2010-07-21
OSI PHARMACEUTICALS INC (OSIP) Delisted Director 0 -$698.3K 13 2010-06-09
BMRN Director 35,000 $55.95 $1.96M -$1.33M 12 2010-03-10
PDL BIOPHARMA, INC. (PDLI) Delisted Director 19,484 -$36.2K 26 2009-11-06
NPS PHARMACEUTICALS INC (NPSP) Delisted Director 15,000 -$154.7K 4 2007-05-25

Recent Filings · Page 3 of 14

135 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2020-10-13 AKCEA THERAPEUTICS, INC. (AKCA) Delisted Disp (D) $0 EDGAR
2020-07-06 IONS Mixed +4,000 $0 EDGAR
2020-04-15 AKCEA THERAPEUTICS, INC. (AKCA) Delisted Grant (A) $0 EDGAR
2019-12-23 IONS Mixed -$26.3K EDGAR
2019-12-18 IONS Mixed -$29.9K EDGAR
2019-12-10 IONS Mixed -$28.2K EDGAR
2019-12-04 IONS Mixed -$28.6K EDGAR
2019-11-26 IONS Sell (S) −812 -$51.1K EDGAR
2019-11-21 IONS Sell (S) −2,000 -$120.0K EDGAR
2019-09-23 AKCEA THERAPEUTICS, INC. (AKCA) Delisted Grant (A) $0 EDGAR
Showing 2130 of 135
Page 3 of 14
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.