Home

DOUGLAS E KLINT

CIK 1211672 · Corporate Secretary · last filed 2018-12-06

DOUGLAS E KLINT is a Corporate Secretary who has filed 24 SEC Form 4 insider transactions across 1 company since 2017. The most recent filing shows the insider had shares withheld for taxes covering $49.0K of AAXN on Dec 6, 2018. Across all open-market trades the lifetime net is −$1.7M, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

1

Total Filings

24

Lifetime Open-Market Net

-$1.75M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AXON ENTERPRISE, INC. (AAXN) Delisted Corporate Secretary 78,218 — — -$1.75M 4 2018-12-06

Recent Filings

24 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-12-06 AXON ENTERPRISE, INC. (AAXN) Delisted Tax (F) −1,123 -$49.0K EDGAR
2018-09-06 AXON ENTERPRISE, INC. (AAXN) Delisted Mixed — -$1.63M EDGAR
2018-03-01 AXON ENTERPRISE, INC. (AAXN) Delisted Tax (F) −3,119 -$108.6K EDGAR
2017-12-19 AXON ENTERPRISE, INC. (AAXN) Delisted Grant (A) +4,149 $100.0K EDGAR
2017-03-02 — Tax (F) −3,180 -$81.6K
2017-02-21 — Grant (A) +19,580 $518.9K
2016-03-01 — Tax (F) −3,894 -$68.1K
2016-02-16 — Grant (A) +10,228 $158.3K
2015-05-11 — Sell (S) −21,961 -$720.1K
2015-03-05 — Sell (S) −8,346 -$183.8K
Showing 1–10 of 24
Page 1 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.