DOUGLAS E KLINT
CIK 1211672 · Corporate Secretary · last filed 2018-12-06
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
1
Total Filings
24
Lifetime Open-Market Net
-$1.75M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AXON ENTERPRISE, INC. (AAXN) Delisted | Corporate Secretary | 78,218 | — | — | -$1.75M | 4 | 2018-12-06 |
Recent Filings · Page 2 of 3
24 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2015-02-23 | — | Grant (A) | +6,259 | $170.0K | |
| 2015-01-07 | — | Tax (F) | −2,184 | -$56.1K | |
| 2014-11-12 | — | Exer (M) | — | -$2.48M | |
| 2014-03-04 | — | Mixed | +23,894 | -$3.83M | |
| 2014-02-26 | — | Tax (F) | −6,579 | -$125.7K | |
| 2014-02-20 | — | Grant (A) | +9,403 | $0 | |
| 2014-01-07 | — | Tax (F) | −2,302 | -$36.1K | |
| 2013-11-05 | — | Exer (M) | — | -$262.2K | |
| 2013-05-13 | — | Sell (S) | −18,923 | -$170.0K | |
| 2013-02-27 | — | Mixed | +34,386 | -$71.3K |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.