DONALD R CALDWELL

CIK 1211700 · Principal Executive Officer · last filed 2022-12-19

DONALD R CALDWELL is a Principal Executive Officer who has filed 109 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing, for KWR, was dated Dec 19, 2022. Across all open-market trades the lifetime net is −$145.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $4.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$4.77M

Companies

6

Total Filings

109

Lifetime Open-Market Net

-$145.07M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KWR Director 7,080 $144.46 $1.02M -$1.37M 35 2022-12-19
RBCN Director 13,900 $5.70 $79.2K -$99.84M 24 2017-11-20
AMBR Director 2,678,995 $1.37 $3.67M -$45.86M 13 2017-04-11
Fox Chase Bancorp Inc (FXCB) Delisted Director 2,500 $8.2K 2 2015-03-17
DIAMOND MANAGEMENT & TECHNOLOGY CONSULTANTS, INC. (DTPI) Delisted Director 59,796 $0 5 2010-09-16
VOXWARE INC (VOXW) Delisted Director 2,047,337 $2.00M 7 2010-03-03

Recent Filings

109 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-12-19 KWR Gift (G) −450 $0 EDGAR
2022-06-03 KWR Grant (A) +943 $38.9K EDGAR
2022-04-29 $0
2021-09-03 Mixed +22,125 $0
2021-06-03 KWR Grant (A) +606 $38.8K EDGAR
2020-12-31 KWR Gift (G) −200 $0 EDGAR
2020-06-03 KWR Mixed +714 $0 EDGAR
2019-06-04 KWR Grant (A) +646 $32.4K EDGAR
2019-05-20 KWR Mixed −524 -$50.4K EDGAR
2018-08-30 KWR Sell (S) −521 -$92.3K EDGAR
Showing 110 of 109
Page 1 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.