DONALD R CALDWELL

CIK 1211700 · Principal Executive Officer · last filed 2022-12-19

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.77M

Companies

6

Total Filings

109

Lifetime Open-Market Net

-$145.07M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KWR Director 7,080 $144.46 $1.02M -$1.37M 35 2022-12-19
RBCN Director 13,900 $5.70 $79.2K -$99.84M 24 2017-11-20
AMBR Director 2,678,995 $1.37 $3.67M -$45.86M 13 2017-04-11
Fox Chase Bancorp Inc (FXCB) Delisted Director 2,500 $8.2K 2 2015-03-17
DIAMOND MANAGEMENT & TECHNOLOGY CONSULTANTS, INC. (DTPI) Delisted Director 59,796 $0 5 2010-09-16
VOXWARE INC (VOXW) Delisted Director 2,047,337 $2.00M 7 2010-03-03

Recent Filings · Page 2 of 11

109 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2018-08-10 KWR Sell (S) −599 -$101.8K EDGAR
2018-06-05 KWR Grant (A) +569 $27.4K EDGAR
2018-05-18 KWR Mixed −1,635 -$199.4K EDGAR
2017-11-28 KWR Sell (S) −300 -$47.9K EDGAR
2017-11-20 RBCN Sell (S) −221,784 -$1.77M EDGAR
2017-10-03 RBCN Grant (A) +1,228 $0 EDGAR
2017-08-04 KWR Sell (S) −1,800 -$251.2K EDGAR
2017-07-05 RBCN Grant (A) +1,084 $0 EDGAR
2017-06-05 KWR Grant (A) +421 $0 EDGAR
2017-05-31 KWR Sell (S) −1,000 -$138.6K EDGAR
Showing 1120 of 109
Page 2 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.