DONALD R CALDWELL

CIK 1211700 · Principal Executive Officer · last filed 2022-12-19

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.77M

Companies

6

Total Filings

109

Lifetime Open-Market Net

-$145.07M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KWR Director 7,080 $144.46 $1.02M -$1.37M 35 2022-12-19
RBCN Director 13,900 $5.70 $79.2K -$99.84M 24 2017-11-20
AMBR Director 2,678,995 $1.37 $3.67M -$45.86M 13 2017-04-11
Fox Chase Bancorp Inc (FXCB) Delisted Director 2,500 $8.2K 2 2015-03-17
DIAMOND MANAGEMENT & TECHNOLOGY CONSULTANTS, INC. (DTPI) Delisted Director 59,796 $0 5 2010-09-16
VOXWARE INC (VOXW) Delisted Director 2,047,337 $2.00M 7 2010-03-03

Recent Filings · Page 3 of 11

109 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-04-11 AMBR Sell (S) −582,862 -$4.11M EDGAR
2017-04-07 AMBR Sell (S) −60,004 -$420.1K EDGAR
2017-04-05 AMBR Sell (S) −48,449 -$352.1K EDGAR
2017-04-04 RBCN Grant (A) +10,831 $0 EDGAR
2017-04-03 AMBR Sell (S) −258,578 -$1.97M EDGAR
2016-11-30 AMBR Sell (S) −153,111 -$1.76M EDGAR
2016-11-28 AMBR Sell (S) −389,788 -$4.58M EDGAR
2016-09-16 AMBR Sell (S) −1,450,000 -$13.05M EDGAR
2016-06-03 KWR Mixed +158 $25.0K EDGAR
2016-02-24 AMBR Conv (C) +11,264 $0 EDGAR
Showing 2130 of 109
Page 3 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.