DONALD R CALDWELL

CIK 1211700 · Principal Executive Officer · last filed 2022-12-19

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.77M

Companies

6

Total Filings

109

Lifetime Open-Market Net

-$145.07M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
KWR Director 7,080 $144.46 $1.02M -$1.37M 35 2022-12-19
RBCN Director 13,900 $5.70 $79.2K -$99.84M 24 2017-11-20
AMBR Director 2,678,995 $1.37 $3.67M -$45.86M 13 2017-04-11
Fox Chase Bancorp Inc (FXCB) Delisted Director 2,500 $8.2K 2 2015-03-17
DIAMOND MANAGEMENT & TECHNOLOGY CONSULTANTS, INC. (DTPI) Delisted Director 59,796 $0 5 2010-09-16
VOXWARE INC (VOXW) Delisted Director 2,047,337 $2.00M 7 2010-03-03

Recent Filings · Page 4 of 11

109 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-02-16 AMBR Grant (A) $0 EDGAR
2016-01-05 RBCN Grant (A) +69,517 $0 EDGAR
2015-12-28 Buy (P) −397,086 -$19.9K
2015-11-24 KWR Sell (S) −500 -$41.4K EDGAR
2015-09-17 AMBR Conv (C) +13,846 $0 EDGAR
2015-08-17 KWR Mixed −689 -$31.1K EDGAR
2015-06-02 KWR Mixed −326 -$26.2K EDGAR
2015-03-17 Fox Chase Bancorp Inc (FXCB) Delisted Grant (A) +2,000 $0 EDGAR
2015-02-23 AMBR Grant (A) $0 EDGAR
2015-01-05 RBCN Grant (A) +8,670 $0 EDGAR
Showing 3140 of 109
Page 4 of 11
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.