SCOTT R ROMANS
CIK 1214031 · Portfolio Manager · last filed 2018-02-02
SCOTT R ROMANS is a Portfolio Manager who has filed 10 SEC Form 4 insider transactions across 5 companies since 2009. The most recent filing shows the insider sold $36.0K of NZF on Feb 2, 2018. Across all open-market trades the lifetime net is −$3.4K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $17.9K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$17.9K
5
10
-$3.4K
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NZF | Portfolio Manager | 1,458 | $12.26 | $17.9K | -$961 | 2 | 2018-02-02 |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Portfolio Manager | 3,863 | — | — | -$553 | 2 | 2014-01-08 |
| NMZ | 0 | $10.28 | $0 | -$1.6K | 2 | 2014-01-08 | |
| NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | 0 | — | — | -$665 | 2 | 2014-01-08 | |
| NAD | Portfolio Manager | 0 | $11.60 | $0 | $420 | 2 | 2009-10-14 |
Recent Filings
10 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2018-02-02 | NZF | Sell (S) | −2,509 | -$36.0K | EDGAR |
| 2017-04-06 | NZF | Buy (P) | +2,425 | $35.0K | EDGAR |
| 2014-01-08 | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Sell (S) | −3,963 | -$49.8K | EDGAR |
| 2014-01-08 | NMZ | Sell (S) | −4,197 | -$50.9K | EDGAR |
| 2014-01-08 | NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Sell (S) | −3,936 | -$50.7K | EDGAR |
| 2013-10-29 | NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC (NPM) Delisted | Buy (P) | +3,891 | $50.0K | EDGAR |
| 2013-10-29 | NUVEEN PREMIUM INCOME MUNICIPAL FUND INC (NPI) Delisted | Buy (P) | +3,917 | $49.3K | EDGAR |
| 2013-10-28 | NMZ | Buy (P) | +4,145 | $49.3K | EDGAR |
| 2009-10-14 | NAD | Sell (S) | −1,025 | -$14.3K | EDGAR |
| 2009-10-13 | NAD | Buy (P) | +1,025 | $14.7K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.