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SCOTT B ROGERS

CIK 1221672 · last filed 2019-11-05

SCOTT B ROGERS is a corporate insider who has filed 17 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing shows the insider sold $83.7K of CLM on Nov 5, 2019. Across all open-market trades the lifetime net is +$377.4K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $53.6K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$53.6K

Companies

2

Total Filings

17

Lifetime Open-Market Net

$377.4K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CLM Director 7,490 $7.16 $53.6K -$29.8K 7 2019-11-05
CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted Director 2,771 — — $407.2K 10 2015-06-10

Recent Filings

17 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-11-05 CLM Sell (S) −7,500 -$83.7K EDGAR
2018-11-05 CLM Buy (P) +7,500 $93.2K EDGAR
2016-08-29 CLM Sell (S) −1,873 -$30.8K EDGAR
2016-08-22 CLM Sell (S) −248 -$4.1K EDGAR
2016-04-05 CLM Sell (S) −2,500 -$36.9K EDGAR
2016-03-04 CLM Mixed +4,616 $77.2K EDGAR
2015-07-02 CLM Other (J) +2,116 $44.8K EDGAR
2015-06-10 CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted Sell (S) −6,619 -$111.8K EDGAR
2015-01-21 CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted Sell (S) −75 -$1.1K EDGAR
2014-12-31 CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted Sell (S) −75 -$1.1K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.