SCOTT B ROGERS
CIK 1221672 · last filed 2019-11-05
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$53.6K
Companies
2
Total Filings
17
Lifetime Open-Market Net
$377.4K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CLM | Director | 7,490 | $7.16 | $53.6K | -$29.8K | 7 | 2019-11-05 |
| CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted | Director | 2,771 | — | — | $407.2K | 10 | 2015-06-10 |
Recent Filings · Page 2 of 2
17 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-01-06 | CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted | Sell (S) | −300 | -$1.5K | EDGAR |
| 2013-01-02 | CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted | Sell (S) | −300 | -$1.5K | EDGAR |
| 2012-01-03 | CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted | Sell (S) | −350 | -$2.1K | EDGAR |
| 2011-05-18 | CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted | Buy (P) | +6,667 | $43.3K | EDGAR |
| 2009-02-12 | CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted | Buy (P) | +20,000 | $183.2K | EDGAR |
| 2007-09-17 | CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted | Buy (P) | +10,000 | $150.0K | EDGAR |
| 2007-09-17 | CORNERSTONE PROGRESSIVE RETURN FUND (CFP) Delisted | Buy (P) | +10,000 | $150.0K | EDGAR |
Showing 11–17 of 17
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.