James F Carlin
CIK 1223375 · last filed 2011-04-01
James F Carlin is a corporate insider who has filed 12 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider sold $8 of PDT on Apr 1, 2011. Across all open-market trades the lifetime net is +$45.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $193.6K across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
JHI price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
601 CONGRESS STREET
BOSTON, MA 02210
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PDT | 7,995 | $11.77 | $94.1K | -$17 | 3 | 2011-04-01 | |
| JHI | 1,040 | $11.85 | $12.3K | $12.6K | 1 | 2008-12-31 | |
| BTO | 1,400 | $37.38 | $52.3K | $3.3K | 1 | 2008-12-31 | |
| HTD | 1,050 | $22.78 | $23.9K | $9.5K | 1 | 2008-12-31 | |
| JHS | 1,060 | $10.29 | $10.9K | $10.5K | 1 | 2008-12-31 | |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY) Delisted | 500 | $4.99 | $2.5K | $10.1K | 1 | 2007-10-05 |
Recent Filings
12 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2011-04-01 | PDT | Sell (S) | −0 | -$8 | EDGAR |
| 2011-03-22 | PDT | Sell (S) | −0 | -$8 | EDGAR |
| 2008-12-31 | JHI | Buy (P) | +1,000 | $12.6K | EDGAR |
| 2008-12-31 | BTO | Buy (P) | +1,000 | $3.3K | EDGAR |
| 2008-12-31 | HTD | Buy (P) | +1,000 | $9.5K | EDGAR |
| 2008-12-31 | JHS | Buy (P) | +1,000 | $10.5K | EDGAR |
| 2007-11-07 | PDT | Grant (A) | +4,697 | $58.8K | EDGAR |
| 2007-11-07 | — | Disp (D) | −4,150 | -$40.7K | |
| 2007-11-07 | — | Disp (D) | −100 | -$1.5K | |
| 2007-11-07 | — | Disp (D) | −100 | -$1.4K |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.