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JAMES F CARLIN

CIK 1223375 · last filed 2011-04-01

JAMES F CARLIN is a corporate insider who has filed 12 SEC Form 4 insider transactions across 6 companies since 2007. The most recent filing shows the insider sold $8 of PDT on Apr 1, 2011. Across all open-market trades the lifetime net is +$45.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $211.4K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$211.4K

Companies

6

Total Filings

12

Lifetime Open-Market Net

$45.9K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PDT 7,995 $12.88 $103.0K -$17 3 2011-04-01
JHI 1,040 $13.13 $13.7K $12.6K 1 2008-12-31
BTO 1,400 $40.04 $56.1K $3.3K 1 2008-12-31
HTD 1,050 $25.93 $27.2K $9.5K 1 2008-12-31
JHS 1,060 $10.85 $11.5K $10.5K 1 2008-12-31
John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY) Delisted 500 $4.99 $2.5K $10.1K 1 2007-10-05

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-04-01 PDT Sell (S) −0 -$8 EDGAR
2011-03-22 PDT Sell (S) −0 -$8 EDGAR
2008-12-31 JHI Buy (P) +1,000 $12.6K EDGAR
2008-12-31 BTO Buy (P) +1,000 $3.3K EDGAR
2008-12-31 HTD Buy (P) +1,000 $9.5K EDGAR
2008-12-31 JHS Buy (P) +1,000 $10.5K EDGAR
2007-11-07 PDT Grant (A) +4,697 $58.8K EDGAR
2007-11-07 — Disp (D) −4,150 -$40.7K
2007-11-07 — Disp (D) −100 -$1.5K
2007-11-07 — Disp (D) −100 -$1.4K
Showing 1–10 of 12
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.