JAMES F CARLIN
CIK 1223375 · last filed 2011-04-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$211.4K
Companies
6
Total Filings
12
Lifetime Open-Market Net
$45.9K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PDT | 7,995 | $12.88 | $103.0K | -$17 | 3 | 2011-04-01 | |
| JHI | 1,040 | $13.13 | $13.7K | $12.6K | 1 | 2008-12-31 | |
| BTO | 1,400 | $40.04 | $56.1K | $3.3K | 1 | 2008-12-31 | |
| HTD | 1,050 | $25.93 | $27.2K | $9.5K | 1 | 2008-12-31 | |
| JHS | 1,060 | $10.85 | $11.5K | $10.5K | 1 | 2008-12-31 | |
| John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY) Delisted | 500 | $4.99 | $2.5K | $10.1K | 1 | 2007-10-05 |
Recent Filings · Page 2 of 2
12 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-11-07 | — | Disp (D) | −1,000 | -$15.1K | |
| 2007-10-05 | John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY) Delisted | Buy (P) | +500 | $10.1K | EDGAR |
Showing 11–12 of 12
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.