Home

HOWARD RUBIN

CIK 1227320 · last filed 2010-07-01

HOWARD RUBIN is a corporate insider who has filed 16 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for FIG, was dated Jul 1, 2010. Across all open-market trades the lifetime net is +$1.9M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.0M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$3.98M

Companies

4

Total Filings

16

Lifetime Open-Market Net

$1.91M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
FIG Director 179,884 $22.14 $3.98M $1.60M 10 2010-07-01
CIFC Corp. (DFR) Delisted Director 5,800 — — $0 3 2008-10-17
CAPSTEAD MORTGAGE CORP (CMO) Delisted Director 467,572 $6.50 $3.04M $312.1K 2 2007-03-22
GSL 0 $39.35 $0 $0 1 2007-01-12

Recent Filings

16 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2010-07-01 FIG Grant (A) +17,422 $0 EDGAR
2010-06-09 FIG Grant (A) +28,409 $0 EDGAR
2010-01-12 FIG Grant (A) +7,477 $40.0K EDGAR
2009-07-01 FIG Grant (A) +4,386 $15.0K EDGAR
2009-05-18 FIG Grant (A) +1,573 $15.0K EDGAR
2009-05-18 FIG Grant (A) +2,839 $37.3K EDGAR
2009-05-18 FIG Grant (A) +17,778 $40.0K EDGAR
2008-10-17 CIFC Corp. (DFR) Delisted Grant (A) — $0 EDGAR
2008-07-15 FIG Grant (A) +1,573 $15.0K EDGAR
2008-05-13 CIFC Corp. (DFR) Delisted Grant (A) — $0 EDGAR
Showing 1–10 of 16
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.