HOWARD RUBIN
CIK 1227320 · last filed 2010-07-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.98M
Companies
4
Total Filings
16
Lifetime Open-Market Net
$1.91M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FIG | Director | 179,884 | $22.14 | $3.98M | $1.60M | 10 | 2010-07-01 |
| CIFC Corp. (DFR) Delisted | Director | 5,800 | — | — | $0 | 3 | 2008-10-17 |
| CAPSTEAD MORTGAGE CORP (CMO) Delisted | Director | 467,572 | $6.50 | $3.04M | $312.1K | 2 | 2007-03-22 |
| GSL | 0 | $39.35 | $0 | $0 | 1 | 2007-01-12 |
Recent Filings · Page 2 of 2
16 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-05-15 | CIFC Corp. (DFR) Delisted | Grant (A) | +2,500 | $0 | EDGAR |
| 2007-03-22 | CAPSTEAD MORTGAGE CORP (CMO) Delisted | Buy (P) | +2,200 | $19.2K | EDGAR |
| 2007-03-07 | CAPSTEAD MORTGAGE CORP (CMO) Delisted | Buy (P) | +34,600 | $292.8K | EDGAR |
| 2007-02-27 | FIG | Buy (P) | +5,784 | $171.5K | EDGAR |
| 2007-02-13 | FIG | Mixed | +94,216 | $1.95M | EDGAR |
| 2007-01-12 | GSL | Disp (D) | −505,000 | $0 | EDGAR |
Showing 11–16 of 16
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.