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KEVIN M CAROME

CIK 1228937 · SMD and General Counsel · last filed 2022-03-02

KEVIN M CAROME is a SMD and General Counsel who has filed 31 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for XSHQ, was dated Mar 2, 2022. Across all open-market trades the lifetime net is −$3.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $54.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$54.60M

Companies

3

Total Filings

31

Lifetime Open-Market Net

-$3.91M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
XSHQ SMD and General Counsel 656,003 $47.20 $30.96M $0 4 2022-03-02
SPXX SMD and General Counsel 485,272 $18.36 $8.91M -$834.5K 4 2018-03-13
IVZ SMD and General Counsel 494,292 $29.80 $14.73M -$3.07M 23 2016-03-01

Recent Filings

31 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-03-02 XSHQ Mixed +34,402 -$637.3K EDGAR
2021-03-01 XSHQ Mixed +21,678 -$623.4K EDGAR
2020-03-03 XSHQ Mixed +49,254 -$340.0K EDGAR
2019-03-04 XSHQ Mixed +35,391 -$416.6K EDGAR
2018-03-13 SPXX Tax (F) −24,431 -$795.0K EDGAR
2018-03-02 SPXX Mixed +24,977 -$613.9K EDGAR
2018-02-16 SPXX Sell (S) −25,000 -$834.5K EDGAR
2017-03-02 SPXX Mixed +17,444 -$750.8K EDGAR
2016-03-01 IVZ Mixed +28,690 -$683.5K EDGAR
2015-03-03 IVZ Mixed +24,984 -$1.04M EDGAR
Showing 1–10 of 31
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.