Home

SHANNON E SMITH

CIK 1231558 · Chief Financial Officer · last filed 2016-06-10

SHANNON E SMITH is a Chief Financial Officer who has filed 20 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for WAC, was dated Jun 10, 2016. Across all open-market trades the lifetime net is −$132.3K, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

2

Total Filings

20

Lifetime Open-Market Net

-$132.3K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
DITECH HOLDING Corp (WAC) Delisted Director 59,840 — — -$132.3K 14 2016-06-10
ANL Chief Financial Officer 0 $13.00 $0 $0 6 2009-02-19

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-06-10 DITECH HOLDING Corp (WAC) Delisted Grant (A) +32,178 $0 EDGAR
2015-05-15 DITECH HOLDING Corp (WAC) Delisted Grant (A) +7,330 $0 EDGAR
2013-05-15 DITECH HOLDING Corp (WAC) Delisted Sell (S) −10,000 -$378.8K EDGAR
2013-05-07 DITECH HOLDING Corp (WAC) Delisted Grant (A) +2,180 $0 EDGAR
2012-05-07 DITECH HOLDING Corp (WAC) Delisted Grant (A) +3,717 $0 EDGAR
2011-11-14 DITECH HOLDING Corp (WAC) Delisted Buy (P) +4,000 $84.6K EDGAR
2011-05-12 DITECH HOLDING Corp (WAC) Delisted Grant (A) — $0 EDGAR
2010-06-07 DITECH HOLDING Corp (WAC) Delisted Buy (P) +2,253 $36.1K EDGAR
2010-05-03 DITECH HOLDING Corp (WAC) Delisted Grant (A) — $0 EDGAR
2009-11-20 DITECH HOLDING Corp (WAC) Delisted Buy (P) +2,000 $26.0K EDGAR
Showing 1–10 of 20
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.