SHANNON E SMITH
CIK 1231558 · Chief Financial Officer · last filed 2016-06-10
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
2
Total Filings
20
Lifetime Open-Market Net
-$132.3K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DITECH HOLDING Corp (WAC) Delisted | Director | 59,840 | — | — | -$132.3K | 14 | 2016-06-10 |
| ANL | Chief Financial Officer | 0 | $13.00 | $0 | $0 | 6 | 2009-02-19 |
Recent Filings · Page 2 of 2
20 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-11-12 | DITECH HOLDING Corp (WAC) Delisted | Buy (P) | +5,100 | $69.2K | EDGAR |
| 2009-05-13 | DITECH HOLDING Corp (WAC) Delisted | Buy (P) | +2,900 | $30.7K | EDGAR |
| 2009-05-01 | DITECH HOLDING Corp (WAC) Delisted | Grant (A) | +3,078 | $0 | EDGAR |
| 2009-04-22 | DITECH HOLDING Corp (WAC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2009-02-19 | ANL | U | −206,651 | -$2.93M | EDGAR |
| 2009-01-05 | ANL | Disp (D) | −25,000 | $0 | EDGAR |
| 2008-02-19 | ANL | Grant (A) | +50,255 | $0 | EDGAR |
| 2008-01-02 | ANL | Disp (D) | −25,000 | $0 | EDGAR |
| 2007-02-02 | ANL | Grant (A) | +25,723 | $711.2K | EDGAR |
| 2007-01-04 | ANL | Disp (D) | −10,101 | $0 | EDGAR |
Showing 11–20 of 20
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.