Stephen E Cummings
CIK 1232066 · SEVP & Head CIB · last filed 2026-10-05
Stephen E Cummings is a SEVP & Head CIB who has filed 23 SEC Form 4 insider transactions across 3 companies since 2010. The most recent filing shows the insider was granted $70.0K of NTB on Oct 5, 2026. Current disclosed insider exposure totals $70.6K across reported positions. 27 SEC filings were submitted jointly with WACHOVIA CORP NEW.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
NRF price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NTB | Director | 1,178 | $59.93 | $70.6K | $0 | 3 | 2026-10-05 |
| NorthStar Asset Management Group Inc. (NSAM) Delisted | Director | 56,662 | — | — | $0 | 3 | 2017-01-04 |
| NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted | Director | 9,733 | — | — | $0 | 5 | 2014-07-01 |
Recent Filings
23 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-10-05 | NTB | Grant (A) | +1,178 | $70.0K | EDGAR |
| 2026-08-27 | NTB | Grant (A) | — | $0 | EDGAR |
| 2026-05-29 | NTB | Grant (A) | — | $0 | EDGAR |
| 2017-01-04 | NorthStar Asset Management Group Inc. (NSAM) Delisted | Grant (A) | +8,043 | $0 | EDGAR |
| 2015-05-29 | NorthStar Asset Management Group Inc. (NSAM) Delisted | Grant (A) | +5,574 | $0 | EDGAR |
| 2014-07-02 | NorthStar Asset Management Group Inc. (NSAM) Delisted | Grant (A) | +6,250 | $0 | EDGAR |
| 2014-07-01 | NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted | Mixed | +19,466 | $0 | EDGAR |
| 2013-05-31 | NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted | Grant (A) | — | $0 | EDGAR |
| 2012-05-30 | NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-06-01 | NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted | Grant (A) | — | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.