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STEPHEN E CUMMINGS

CIK 1232066 · SEVP & Head CIB · last filed 2026-08-27

STEPHEN E CUMMINGS is a SEVP & Head CIB who has filed 22 SEC Form 4 insider transactions across 3 companies since 2010. The most recent filing, for NTB, was dated Aug 27, 2026. 6 SEC filings were submitted jointly with NORTHSTAR REALTY FINANCE CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

22

Lifetime Open-Market Net

$0

Filer Profile

Related Filers
NORTHSTAR REALTY FINANCE CORP. — 6 joint filings, latest 2014-07-01
NorthStar Asset Management Group Inc. — 4 joint filings, latest 2017-01-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NTB Director — $61.54 — $0 2 2026-08-27
NorthStar Asset Management Group Inc. (NSAM) Delisted Director 56,662 — — $0 3 2017-01-04
NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted Director 9,733 — — $0 5 2014-07-01

Recent Filings

22 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-08-27 NTB Grant (A) — $0 EDGAR
2026-05-29 NTB Grant (A) — $0 EDGAR
2017-01-04 NorthStar Asset Management Group Inc. (NSAM) Delisted Grant (A) +8,043 $0 EDGAR
2015-05-29 NorthStar Asset Management Group Inc. (NSAM) Delisted Grant (A) +5,574 $0 EDGAR
2014-07-02 NorthStar Asset Management Group Inc. (NSAM) Delisted Grant (A) +6,250 $0 EDGAR
2014-07-01 NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted Mixed +19,466 $0 EDGAR
2013-05-31 NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted Grant (A) — $0 EDGAR
2012-05-30 NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted Grant (A) — $0 EDGAR
2011-06-01 NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted Grant (A) — $0 EDGAR
2010-05-25 NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted Grant (A) +19,736 $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.