STEPHEN E CUMMINGS
CIK 1232066 · SEVP & Head CIB · last filed 2026-08-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
3
Total Filings
22
Lifetime Open-Market Net
$0
Filer Profile
Related Filers
NORTHSTAR REALTY FINANCE CORP. — 6 joint filings, latest 2014-07-01
NorthStar Asset Management Group Inc. — 4 joint filings, latest 2017-01-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NTB | Director | — | $61.38 | — | $0 | 2 | 2026-08-27 |
| NorthStar Asset Management Group Inc. (NSAM) Delisted | Director | 56,662 | — | — | $0 | 3 | 2017-01-04 |
| NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted | Director | 9,733 | — | — | $0 | 5 | 2014-07-01 |
Recent Filings · Page 2 of 3
22 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-01-05 | — | Mixed | −174,637 | -$169.1K | |
| 2008-12-08 | — | Sell (S) | −130,240 | -$798.9K | |
| 2008-04-23 | — | Tax (F) | −818 | -$21.4K | |
| 2008-04-21 | — | Tax (F) | −3,048 | -$83.0K | |
| 2008-04-01 | — | Tax (F) | −1,950 | -$52.6K | |
| 2008-02-22 | — | Tax (F) | −3,183 | -$108.5K | |
| 2008-02-21 | — | Grant (A) | +99,918 | $0 | |
| 2007-04-23 | — | Tax (F) | −1,070 | -$59.8K | |
| 2007-04-20 | — | Tax (F) | −1,401 | -$77.8K | |
| 2007-04-19 | — | Tax (F) | −2,586 | -$144.5K |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.