Stephen E Cummings

CIK 1232066 · SEVP & Head CIB · last filed 2026-10-05

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$70.6K

Companies

Total Filings

Lifetime Open-Market Net

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

NRF price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Related Filers

WACHOVIA CORP NEW — 27 joint filings, latest 2009-01-05

NORTHSTAR REALTY FINANCE CORP. — 6 joint filings, latest 2014-07-01

NorthStar Asset Management Group Inc. — 4 joint filings, latest 2017-01-04

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
NTB	Director	1,178	$59.91	$70.6K	$0	3	2026-10-05
NorthStar Asset Management Group Inc. (NSAM) Delisted	Director	56,662	—	—	$0	3	2017-01-04
NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted	Director	9,733	—	—	$0	5	2014-07-01

Recent Filings · Page 2 of 3

23 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2010-05-25	NORTHSTAR REALTY FINANCE CORP. (NRF) Delisted	Grant (A)	+19,736	$0	EDGAR
2009-01-05	—	Mixed	−174,637	-$169.1K
2008-12-08	—	Sell (S)	−130,240	-$798.9K
2008-04-23	—	Tax (F)	−818	-$21.4K
2008-04-21	—	Tax (F)	−3,048	-$83.0K
2008-04-01	—	Tax (F)	−1,950	-$52.6K
2008-02-22	—	Tax (F)	−3,183	-$108.5K
2008-02-21	—	Grant (A)	+99,918	$0
2007-04-23	—	Tax (F)	−1,070	-$59.8K
2007-04-20	—	Tax (F)	−1,401	-$77.8K

Showing 11–20 of 23

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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.