ANTHONY BERGAMO

CIK 1237109 · last filed 2017-05-26

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.29M

Companies

4

Total Filings

30

Lifetime Open-Market Net

-$566.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STEEL PARTNERS HOLDINGS L.P. (SPLP) Delisted Director 53,205 $35.50 $1.89M $87.4K 7 2017-05-26
DCOM Director 159,014 $39.56 $6.29M -$653.6K 17 2017-05-02
Steel Connect, Inc. (MLNK) Delisted Director 131,731 $20.01 $2.64M $0 5 2017-01-04
SP Acquisition Holdings, Inc. (TIL.WS) Delisted Director $0 1 2007-10-18

Recent Filings · Page 2 of 3

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-01-06 Steel Connect, Inc. (MLNK) Delisted Grant (A) +14,311 $0 EDGAR
2013-12-27 Steel Connect, Inc. (MLNK) Delisted Grant (A) +5,000 $27.2K EDGAR
2013-11-19 STEEL PARTNERS HOLDINGS L.P. (SPLP) Delisted Buy (P) +2,000 $32.4K EDGAR
2013-05-23 STEEL PARTNERS HOLDINGS L.P. (SPLP) Delisted Grant (A) +5,535 $0 EDGAR
2013-05-21 STEEL PARTNERS HOLDINGS L.P. (SPLP) Delisted Grant (A) +6,421 $0 EDGAR
2013-05-02 DCOM Mixed +3,153 $45.0K EDGAR
2012-12-04 DCOM Mixed -$5.6K EDGAR
2012-08-29 DCOM Buy (P) +5,000 $69.6K EDGAR
2012-08-29 STEEL PARTNERS HOLDINGS L.P. (SPLP) Delisted Buy (P) +5,000 $55.0K EDGAR
2012-05-02 DCOM Mixed +2,165 $0 EDGAR
Showing 1120 of 30
Page 2 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.