ANTHONY BERGAMO

CIK 1237109 · last filed 2017-05-26

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$6.29M

Companies

4

Total Filings

30

Lifetime Open-Market Net

-$566.2K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
STEEL PARTNERS HOLDINGS L.P. (SPLP) Delisted Director 53,205 $35.50 $1.89M $87.4K 7 2017-05-26
DCOM Director 159,014 $39.56 $6.29M -$653.6K 17 2017-05-02
Steel Connect, Inc. (MLNK) Delisted Director 131,731 $20.01 $2.64M $0 5 2017-01-04
SP Acquisition Holdings, Inc. (TIL.WS) Delisted Director $0 1 2007-10-18

Recent Filings · Page 3 of 3

30 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-05-03 DCOM Mixed +1,698 $0 EDGAR
2010-11-02 DCOM Mixed -$55.2K EDGAR
2010-08-02 DCOM Sell (S) −10,000 -$139.2K EDGAR
2010-05-04 DCOM Mixed +1,176 $0 EDGAR
2009-05-21 DCOM Buy (P) +10,000 $86.1K EDGAR
2009-05-04 DCOM Grant (A) +1,799 $0 EDGAR
2008-07-25 DCOM Sell (S) −8,000 -$136.6K EDGAR
2008-06-03 DCOM Mixed +1,000 $18.2K EDGAR
2007-10-18 SP Acquisition Holdings, Inc. (TIL.WS) Delisted Grant (A) $0 EDGAR
2007-05-03 DCOM Grant (A) +1,000 $13.7K EDGAR
Showing 2130 of 30
Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.