R JAY GERKEN
CIK 1240501 · CEO, Pres. & Chairman · last filed 2026-06-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.58M
Companies
16
Total Filings
83
Lifetime Open-Market Net
$577.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AFB | Director | 2,500 | $10.94 | $27.4K | $27.4K | 1 | 2026-05-27 |
| ASB | Director | 44,838 | $31.06 | $1.39M | $98.2K | 41 | 2026-03-17 |
| ASSOCIATED BANC-CORP (ASB.WS) Delisted | Director | 28,501 | — | — | $100.0K | 21 | 2018-09-19 |
| ASSOCIATED BANC-CORP (ASBC.W) Delisted | Director | 5,882 | — | — | $0 | 2 | 2014-12-17 |
| ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | CEO, Pres. & Chairman | 200 | $40.25 | $8.1K | $20.0K | 1 | 2012-07-18 |
| ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Pres., CEO & Chairman | 200 | $44.64 | $8.9K | $20.0K | 1 | 2010-06-25 |
| DMO | CEO & Pres. | 2,000 | $10.43 | $20.9K | $39.1K | 1 | 2010-06-24 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | President and CEO | 6,446 | $10.58 | $68.2K | $25.3K | 2 | 2009-04-01 |
| WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | President and CEO | 4,443 | — | — | $17.7K | 1 | 2008-11-24 |
| HIO | President and CEO | 4,658 | $3.51 | $16.4K | $8.9K | 1 | 2008-11-24 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | President and CEO | 9,757 | — | — | $22.8K | 1 | 2008-11-24 |
| EHI | President and CEO | 8,621 | $5.78 | $49.8K | $37.2K | 1 | 2008-11-24 |
| WIA | Director | 2,000 | $7.95 | $15.9K | $50.1K | 2 | 2008-07-15 |
| WIW | Director | 2,000 | $8.29 | $16.6K | $24.9K | 1 | 2008-07-15 |
| PAI | President | 2,000 | $11.90 | $23.8K | $56.5K | 1 | 2007-09-20 |
| WEA | President | 2,000 | $10.40 | $20.8K | $28.9K | 1 | 2007-09-20 |
Recent Filings · Page 4 of 9
83 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-03-17 | ASB | Grant (A) | +277 | $6.3K | EDGAR |
| 2021-02-12 | — | Buy (P) | +8,913 | $105.0K | |
| 2021-02-03 | ASB | Grant (A) | +6,644 | $120.0K | EDGAR |
| 2020-12-17 | ASB | Grant (A) | +371 | $6.2K | EDGAR |
| 2020-09-16 | ASB | Grant (A) | +464 | $6.2K | EDGAR |
| 2020-06-17 | ASB | Grant (A) | +416 | $6.1K | EDGAR |
| 2020-06-11 | ASB | Buy (P) | +2,000 | $50.0K | EDGAR |
| 2020-03-18 | ASB | Grant (A) | +479 | $6.0K | EDGAR |
| 2020-02-04 | ASB | Grant (A) | +6,021 | $120.0K | EDGAR |
| 2019-12-18 | ASB | Grant (A) | +262 | $5.9K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.