R JAY GERKEN
CIK 1240501 · CEO, Pres. & Chairman · last filed 2026-05-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$1.81M
Companies
17
Total Filings
81
Lifetime Open-Market Net
$577.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AFB | Director | 2,500 | $11.33 | $28.3K | $27.4K | 1 | 2026-05-27 |
| ASBpF | Director | 44,838 | $19.61 | $879.3K | $48.2K | 31 | 2026-03-17 |
| ASBpE | Director | 36,412 | $20.22 | $736.3K | $50.0K | 10 | 2020-06-17 |
| ASSOCIATED BANC-CORP (ASB.WS) Delisted | Director | 28,501 | — | — | $100.0K | 21 | 2018-09-19 |
| ASSOCIATED BANC-CORP (ASBC.W) Delisted | Director | 5,882 | — | — | $0 | 2 | 2014-12-17 |
| ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted | CEO, Pres. & Chairman | 1,000 | $40.25 | $40.2K | $20.0K | 1 | 2012-07-18 |
| ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted | Pres., CEO & Chairman | 1,000 | $44.64 | $44.6K | $20.0K | 1 | 2010-06-25 |
| DMO | CEO & Pres. | 2,000 | $10.69 | $21.4K | $39.1K | 1 | 2010-06-24 |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted | President and CEO | 6,446 | $10.58 | $68.2K | $25.3K | 2 | 2009-04-01 |
| WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted | President and CEO | 4,443 | — | — | $17.7K | 1 | 2008-11-24 |
| HIO | President and CEO | 4,658 | $3.62 | $16.9K | $8.9K | 1 | 2008-11-24 |
| LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted | President and CEO | 9,757 | — | — | $22.8K | 1 | 2008-11-24 |
| EHI | President and CEO | 8,621 | $5.98 | $51.6K | $37.2K | 1 | 2008-11-24 |
| WIA | Director | 2,000 | $8.09 | $16.2K | $50.1K | 2 | 2008-07-15 |
| WIW | Director | 2,000 | $8.46 | $16.9K | $24.9K | 1 | 2008-07-15 |
| PAI | President | 2,000 | $12.11 | $24.2K | $56.5K | 1 | 2007-09-20 |
| WEA | President | 2,000 | $10.60 | $21.2K | $28.9K | 1 | 2007-09-20 |
Recent Filings · Page 4 of 9
81 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2021-02-03 | ASBpF | Grant (A) | +6,644 | $120.0K | EDGAR |
| 2020-12-17 | ASBpF | Grant (A) | +371 | $6.2K | EDGAR |
| 2020-09-16 | ASBpF | Grant (A) | +464 | $6.2K | EDGAR |
| 2020-06-17 | ASBpE | Grant (A) | +416 | $6.1K | EDGAR |
| 2020-06-11 | ASBpE | Buy (P) | +2,000 | $50.0K | EDGAR |
| 2020-03-18 | ASBpE | Grant (A) | +479 | $6.0K | EDGAR |
| 2020-02-04 | ASBpE | Grant (A) | +6,021 | $120.0K | EDGAR |
| 2019-12-18 | ASBpE | Grant (A) | +262 | $5.9K | EDGAR |
| 2019-09-18 | ASBpE | Grant (A) | +266 | $5.5K | EDGAR |
| 2019-06-19 | ASBpE | Grant (A) | +265 | $5.5K | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.