R JAY GERKEN

CIK 1240501 · CEO, Pres. & Chairman · last filed 2026-05-27

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$1.81M

Companies

17

Total Filings

81

Lifetime Open-Market Net

$577.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AFB Director 2,500 $11.33 $28.3K $27.4K 1 2026-05-27
ASBpF Director 44,838 $19.61 $879.3K $48.2K 31 2026-03-17
ASBpE Director 36,412 $20.22 $736.3K $50.0K 10 2020-06-17
ASSOCIATED BANC-CORP (ASB.WS) Delisted Director 28,501 $100.0K 21 2018-09-19
ASSOCIATED BANC-CORP (ASBC.W) Delisted Director 5,882 $0 2 2014-12-17
ClearBridge MLP & Midstream Total Return Fund Inc. (CTR) Delisted CEO, Pres. & Chairman 1,000 $40.25 $40.2K $20.0K 1 2012-07-18
ClearBridge MLP & Midstream Fund Inc. (CEM) Delisted Pres., CEO & Chairman 1,000 $44.64 $44.6K $20.0K 1 2010-06-25
DMO CEO & Pres. 2,000 $10.69 $21.4K $39.1K 1 2010-06-24
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. (MNP) Delisted President and CEO 6,446 $10.58 $68.2K $25.3K 2 2009-04-01
WESTERN ASSET CORPORATE LOAN FUND INC. (TLI) Delisted President and CEO 4,443 $17.7K 1 2008-11-24
HIO President and CEO 4,658 $3.62 $16.9K $8.9K 1 2008-11-24
LMP REAL ESTATE INCOME FUND INC. (RIT) Delisted President and CEO 9,757 $22.8K 1 2008-11-24
EHI President and CEO 8,621 $5.98 $51.6K $37.2K 1 2008-11-24
WIA Director 2,000 $8.09 $16.2K $50.1K 2 2008-07-15
WIW Director 2,000 $8.46 $16.9K $24.9K 1 2008-07-15
PAI President 2,000 $12.11 $24.2K $56.5K 1 2007-09-20
WEA President 2,000 $10.60 $21.2K $28.9K 1 2007-09-20

Recent Filings · Page 5 of 9

81 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2019-03-19 ASBpE Grant (A) +234 $5.4K EDGAR
2019-02-05 ASBpE Grant (A) +5,499 $120.0K EDGAR
2018-12-19 ASBpE Grant (A) +218 $4.4K EDGAR
2018-09-19 ASSOCIATED BANC-CORP (ASB.WS) Delisted Grant (A) +147 $3.8K EDGAR
2018-06-20 ASSOCIATED BANC-CORP (ASB.WS) Delisted Grant (A) +139 $3.9K EDGAR
2018-03-19 ASSOCIATED BANC-CORP (ASB.WS) Delisted Grant (A) +143 $3.8K EDGAR
2018-02-05 ASSOCIATED BANC-CORP (ASB.WS) Delisted Grant (A) +4,669 $120.0K EDGAR
2017-12-19 ASSOCIATED BANC-CORP (ASB.WS) Delisted Grant (A) +114 $2.9K EDGAR
2017-09-19 ASSOCIATED BANC-CORP (ASB.WS) Delisted Grant (A) +109 $2.5K EDGAR
2017-08-02 ASSOCIATED BANC-CORP (ASB.WS) Delisted Grant (A) +835 $20.0K EDGAR
Showing 4150 of 81
Page 5 of 9
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.