RICK D PUCKETT

CIK 1240668 · EVP, CFO and Chief Admin. Ofc. · last filed 2026-05-14

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$10.32M

Companies

5

Total Filings

45

Lifetime Open-Market Net

-$2.52M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SPXC Director 34,524 $230.05 $7.94M -$1.04M 13 2026-05-14
DRVN Director 169,482 $13.43 $2.28M $420.0K 6 2025-03-17
WhiteHorse Finance, Inc. (WHFBL) Delisted Director 0 $0 1 2017-10-10
SNYDER'S-LANCE, INC. (LNCE) Delisted EVP, CFO and Chief Admin. Ofc. 55,535 -$2.12M 24 2016-03-03
WHF Director 15,000 $6.64 $99.6K $225.0K 1 2012-12-10

Recent Filings · Page 2 of 5

45 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2022-03-24 DRVN Grant (A) +4,242 $0 EDGAR
2021-05-13 SPXC Grant (A) +2,068 $0 EDGAR
2021-01-15 DRVN Mixed +15,000 $420.0K EDGAR
2020-05-18 SPXC Grant (A) +3,941 $0 EDGAR
2019-05-14 SPXC Grant (A) +3,963 $0 EDGAR
2018-05-17 SPXC Grant (A) +3,887 $0 EDGAR
2017-10-10 WhiteHorse Finance, Inc. (WHFBL) Delisted Gift (G) −18,912 $0 EDGAR
2017-05-10 SPXC Grant (A) +4,810 $0 EDGAR
2016-05-26 SPXC Grant (A) +8,249 $0 EDGAR
2016-03-03 SNYDER'S-LANCE, INC. (LNCE) Delisted Mixed +5,501 -$19.7K EDGAR
Showing 1120 of 45
Page 2 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.