RICK D PUCKETT
CIK 1240668 · EVP, CFO and Chief Admin. Ofc. · last filed 2026-07-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$9.71M
Companies
5
Total Filings
47
Lifetime Open-Market Net
-$2.52M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DRVN | Director | 182,077 | $12.53 | $2.28M | $420.0K | 7 | 2026-07-01 |
| SPXC | Director | 34,524 | $212.35 | $7.33M | -$1.04M | 13 | 2026-05-14 |
| WhiteHorse Finance, Inc. (WHFBL) Delisted | Director | 0 | — | — | $0 | 1 | 2017-10-10 |
| SNYDER'S-LANCE, INC. (LNCE) Delisted | EVP, CFO and Chief Admin. Ofc. | 55,535 | — | — | -$2.12M | 24 | 2016-03-03 |
| WHF | Director | 15,000 | $6.71 | $100.7K | $225.0K | 1 | 2012-12-10 |
Recent Filings · Page 2 of 5
47 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2023-03-02 | DRVN | Grant (A) | +5,082 | $0 | EDGAR |
| 2022-05-12 | SPXC | Grant (A) | +2,882 | $0 | EDGAR |
| 2022-03-24 | DRVN | Grant (A) | +4,242 | $0 | EDGAR |
| 2021-05-13 | SPXC | Grant (A) | +2,068 | $0 | EDGAR |
| 2021-01-15 | DRVN | Mixed | +15,000 | $420.0K | EDGAR |
| 2020-05-18 | SPXC | Grant (A) | +3,941 | $0 | EDGAR |
| 2019-05-14 | SPXC | Grant (A) | +3,963 | $0 | EDGAR |
| 2018-05-17 | SPXC | Grant (A) | +3,887 | $0 | EDGAR |
| 2017-10-10 | WhiteHorse Finance, Inc. (WHFBL) Delisted | Gift (G) | −18,912 | $0 | EDGAR |
| 2017-05-10 | SPXC | Grant (A) | +4,810 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.