RICK D PUCKETT
CIK 1240668 · EVP, CFO and Chief Admin. Ofc. · last filed 2026-07-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$9.71M
Companies
5
Total Filings
47
Lifetime Open-Market Net
-$2.52M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| DRVN | Director | 182,077 | $12.53 | $2.28M | $420.0K | 7 | 2026-07-01 |
| SPXC | Director | 34,524 | $212.35 | $7.33M | -$1.04M | 13 | 2026-05-14 |
| WhiteHorse Finance, Inc. (WHFBL) Delisted | Director | 0 | — | — | $0 | 1 | 2017-10-10 |
| SNYDER'S-LANCE, INC. (LNCE) Delisted | EVP, CFO and Chief Admin. Ofc. | 55,535 | — | — | -$2.12M | 24 | 2016-03-03 |
| WHF | Director | 15,000 | $6.71 | $100.7K | $225.0K | 1 | 2012-12-10 |
Recent Filings · Page 3 of 5
47 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-05-26 | SPXC | Grant (A) | +8,249 | $0 | EDGAR |
| 2016-03-03 | SNYDER'S-LANCE, INC. (LNCE) Delisted | Mixed | +5,501 | -$19.7K | EDGAR |
| 2016-02-25 | SNYDER'S-LANCE, INC. (LNCE) Delisted | Tax (F) | −607 | -$18.8K | EDGAR |
| 2016-02-24 | SNYDER'S-LANCE, INC. (LNCE) Delisted | Tax (F) | −698 | -$21.4K | EDGAR |
| 2015-09-30 | SPXC | Grant (A) | +7,133 | $0 | EDGAR |
| 2015-03-04 | SNYDER'S-LANCE, INC. (LNCE) Delisted | Grant (A) | +5,643 | $0 | EDGAR |
| 2015-02-25 | SNYDER'S-LANCE, INC. (LNCE) Delisted | Tax (F) | −621 | -$18.9K | EDGAR |
| 2015-02-24 | SNYDER'S-LANCE, INC. (LNCE) Delisted | Tax (F) | −1,478 | -$45.2K | EDGAR |
| 2014-11-14 | SNYDER'S-LANCE, INC. (LNCE) Delisted | Grant (A) | +3,333 | $0 | EDGAR |
| 2014-02-25 | SNYDER'S-LANCE, INC. (LNCE) Delisted | Mixed | −2,437 | -$215.4K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.