JAMES A BOWEN
CIK 1241109 · President · last filed 2025-03-13
JAMES A BOWEN is a President who has filed 42 SEC Form 4 insider transactions across 10 companies since 2007. The most recent filing shows the insider bought $433.8K of FTHY on Mar 13, 2025. Across all open-market trades the lifetime net is −$12.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $63.0M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$63.04M
10
42
-$12.79M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FTHY | Director | 169,500 | $13.44 | $2.28M | $2.52M | 8 | 2025-03-13 |
| FCT | Director | 0 | $9.58 | $0 | $9.5K | 3 | 2024-12-17 |
| FFA | Director | 0 | $22.42 | $0 | -$32.3K | 2 | 2024-12-17 |
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND (FDEU) Delisted | Director | 157,808 | $12.59 | $1.99M | $2.18M | 7 | 2021-08-24 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) Delisted | Director | 7,025 | $12.22 | $85.8K | $100.9K | 3 | 2019-09-26 |
| BAND | 10%+ Owner | 929,929 | $65.34 | $60.76M | -$17.65M | 6 | 2018-08-10 |
| FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND (FEO) Delisted | President | 0 | $9.58 | $0 | $3.0K | 5 | 2010-03-26 |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND (MFD) Delisted | President | 500 | $8.45 | $4.2K | $18.6K | 2 | 2010-03-24 |
| FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND (FAM) Delisted | President | 0 | $6.51 | $0 | -$11.5K | 1 | 2010-03-24 |
| FIRST TRUST STRATEGIC HIGH INCOME FUND II (FHY) Delisted | President | 2,500 | — | — | $61.3K | 4 | 2007-08-08 |
Recent Filings
42 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2025-03-13 | FTHY | Buy (P) | +30,000 | $433.8K | EDGAR |
| 2024-12-17 | FCT | Sell (S) | −3,955 | -$41.2K | EDGAR |
| 2024-12-17 | FFA | Sell (S) | −4,003 | -$84.1K | EDGAR |
| 2024-10-02 | FTHY | Buy (P) | +12,130 | $183.0K | EDGAR |
| 2024-10-01 | FTHY | Buy (P) | +4,370 | $66.4K | EDGAR |
| 2024-09-11 | FTHY | Buy (P) | +17,000 | $250.8K | EDGAR |
| 2024-04-15 | FTHY | Buy (P) | +20,000 | $281.5K | EDGAR |
| 2024-04-04 | FTHY | Buy (P) | +16,000 | $228.0K | EDGAR |
| 2024-03-27 | FTHY | Buy (P) | +50,000 | $724.9K | EDGAR |
| 2024-01-10 | — | Sell (S) | −24,607 | -$251.2K |